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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BERY
1176
DELISTED
Berry Global Group, Inc.
BERY
– –
-346
Closed -$16K
PDCO
1177
DELISTED
Patterson Companies, Inc.
PDCO
– –
-9,100
Closed -$208K
SUM
1178
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
– –
-302
Closed -$5K
RVNC
1179
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-2,901
Closed -$37K
SMAR
1180
DELISTED
Smartsheet Inc.
SMAR
– –
-36
Closed -$1K
PFIE
1181
DELISTED
Profire Energy, Inc
PFIE
– –
-228
Closed –
SILK
1182
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
– –
-1,458
Closed -$70K
CBH
1183
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$0 ﹤0.01%
+86
New +$803
SBOW
1184
DELISTED
SilverBow Resources, Inc.
SBOW
– –
-297
Closed -$4K
LBAI
1185
DELISTED
Lakeland Bancorp Inc
LBAI
– –
-299
Closed -$4K
KRTX
1186
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
-811
Closed -$16K
WFC.PRR
1187
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
– –
-500
Closed -$14K
EDI
1188
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
– –
-1,800
Closed -$22K
PACW
1189
DELISTED
PacWest Bancorp
PACW
– –
-126
Closed -$4K
HT
1190
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-836
Closed -$13K
VMW
1191
DELISTED
VMware, Inc
VMW
– –
-500
Closed -$83K
ARGO
1192
DELISTED
Argo Group International Holdings, Ltd.
ARGO
– –
-195
Closed -$14K
NEWR
1193
DELISTED
New Relic, Inc.
NEWR
– –
-902
Closed -$78K
RVLP
1194
DELISTED
RVL Pharmaceuticals plc Ordinary Shares
RVLP
– –
-4,046
Closed -$15K
WWE
1195
DELISTED
World Wrestling Entertainment
WWE
– –
-1,120
Closed -$80K
CLVR
1196
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$0 ﹤0.01%
2
– –
AMRS
1197
DELISTED
Amyris Inc.
AMRS
– –
-19,000
Closed -$67K
KDNY
1198
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-1,200
Closed -$9K
UNVR
1199
DELISTED
Univar Solutions Inc.
UNVR
– –
-2,500
Closed -$55K
VRAY
1200
DELISTED
ViewRay, Inc.
VRAY
– –
-573
Closed -$5K
46 47
48
49 50

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BCH
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.