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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXP.PRB
1151
DELISTED
BOSTON PROPERTIES, INC. Depositary Shares, each representing 1/100th of a share of the Issuers 5.25
BXP.PRB
– –
-1,000
Closed -$25K
BAF
1152
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
– –
-172
Closed -$2K
MUH
1153
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-172
Closed -$2K
NUM
1154
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
– –
-172
Closed -$2K
CXO
1155
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-30
Closed -$2K
HDS
1156
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-500
Closed -$19K
FRAN
1157
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-4,616
Closed -$64K
BITA
1158
DELISTED
Bitauto Holdings Limited
BITA
– –
-94,030
Closed -$1.41M
JE
1159
DELISTED
Just Energy Group Inc
JE
– –
-288
Closed -$22K
CLUB
1160
DELISTED
Town Sports International Holdings, Inc.
CLUB
– –
-11,600
Closed -$19K
TLRD
1161
DELISTED
Tailored Brands, Inc.
TLRD
– –
-60,000
Closed -$282K
GNC
1162
DELISTED
GNC Holdings, Inc.
GNC
– –
-57,500
Closed -$123K
IOTS
1163
DELISTED
Adesto Technologies Corp
IOTS
– –
-85,459
Closed -$731K
WBC
1164
PUT
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-10
Closed -$1K
SSI
1165
DELISTED
Stage Stores Inc
SSI
– –
-5,000
Closed -$9K
TSG
1166
DELISTED
The Stars Group Inc.
TSG
– –
-6,000
Closed -$89K
BLPH
1167
DELISTED
Bellerophon Therapeutics, Inc.
BLPH
– –
-453
Closed -$3K
PKD
1168
DELISTED
Parker Drilling Company
PKD
– –
-5
Closed –
MDR
1169
DELISTED
McDermott International
MDR
– –
-55,000
Closed -$111K
AVP
1170
DELISTED
Avon Products, Inc.
AVP
– –
-187,513
Closed -$825K
SMTA
1171
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
– –
-25,000
Closed -$211K
GWR
1172
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-67,241
Closed -$7.43M
IDSA
1173
DELISTED
Industrial Services of America
IDSA
– –
-65,254
Closed -$73K
PVTL
1174
CALL
DELISTED
Pivotal Software, Inc.
PVTL
– –
-233
Closed -$3K
PVTL
1175
DELISTED
Pivotal Software, Inc.
PVTL
– –
-226,786
Closed -$3.38M
45 46
47
48 49

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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.