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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
1101
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
– –
-567
Closed -$18K
SCHD icon
1102
Schwab US Dividend Equity ETF
SCHD
$107B
– –
-6,318
Closed -$111K
SCHE icon
1103
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
– –
-972
Closed -$25K
SCHH icon
1104
Schwab US REIT ETF
SCHH
$11.1B
– –
-1,782
Closed -$39K
SCHW
1105
Charles Schwab
SCHW
$186B
– –
-700
Closed -$28K
SCHV
1106
Schwab US Large-Cap Value ETF
SCHV
$16.1B
– –
-972
Closed -$18K
SCHX icon
1107
Schwab US Large- Cap ETF
SCHX
$74.3B
– –
-24,000
Closed -$280K
SDS icon
1108
ProShares UltraShort S&P500
SDS
$371M
– –
-32
Closed -$24K
SE icon
1109
Sea Limited
SE
$80.5B
– –
-6,041
Closed -$200K
SGMO
1110
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
– –
-513
Closed -$5K
SHG icon
1111
Shinhan Financial Group
SHG
$34.3B
– –
-11,118
Closed -$432K
SHIP icon
1112
Seanergy Maritime Holdings
SHIP
$345M
– –
-44
Closed -$4K
SKM icon
1113
SK Telecom
SKM
$12.9B
– –
-36,211
Closed -$1.48M
SLM icon
1114
SLM Corp
SLM
$5.11B
– –
-2,500
Closed -$24K
SMBK icon
1115
SmartFinancial
SMBK
$888M
– –
-232
Closed -$5K
SMTC icon
1116
Semtech
SMTC
$12.2B
– –
-9,550
Closed -$458K
SNAP icon
1117
Snap
SNAP
$9.32B
– –
-13,301
Closed -$190K
SNDR icon
1118
Schneider National
SNDR
$6.12B
– –
-600
Closed -$10K
SNV.PRD
1119
DELISTED
Synovus Financial Corp Series D Preferred Stock
SNV.PRD
– –
-1,000
Closed -$25K
SNX icon
1120
TD Synnex
SNX
$20.3B
– –
-1,620
Closed -$79K
SONM icon
1121
DNA X Inc
SONM
$5.36M
– –
0
– -$1K
SOXL icon
1122
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$22.7B
– –
-48,450
Closed -$478K
SOXX icon
1123
iShares Semiconductor ETF
SOXX
$45.2B
– –
-7,500
Closed -$496K
SPB icon
1124
Spectrum Brands
SPB
$2.02B
– –
-263
Closed -$14K
SPSC icon
1125
SPS Commerce
SPSC
$2.7B
– –
-278
Closed -$14K
43 44
45
46 47

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CC
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SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.