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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSNL icon
1076
Personalis
PSNL
$1.5B
– –
-4,401
Closed -$119K
JF
1077
J and Friends Holdings
JF
$18.6M
$0 ﹤0.01%
+160
New +$2.49K
PYN
1078
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$0 ﹤0.01%
86
+5
+6% +$48
QQQ icon
1079
CALL
Invesco QQQ Trust
QQQ
$478B
– –
-9
Closed -$1K
QUAD icon
1080
CALL
Quad
QUAD
$502M
– –
-320
Closed -$2K
REAL icon
1081
The RealReal
REAL
$1.44B
– –
-2,209
Closed -$44.4K
REGN icon
1082
Regeneron Pharmaceuticals
REGN
$82.1B
– –
-7
Closed -$2K
LNAI
1083
Lunai Bioworks
LNAI
$10.9M
– –
-13
Closed -$4K
RIO icon
1084
Rio Tinto
RIO
$164B
– –
-46,865
Closed -$2.92M
RITM icon
1085
Rithm Capital
RITM
$5.72B
– –
-961
Closed -$14K
RMAX icon
1086
RE/MAX Holdings
RMAX
$258M
– –
-700
Closed -$21K
RM icon
1087
Regional Management Corp
RM
$292M
– –
-399
Closed -$10K
RMI
1088
RiverNorth Opportunistic Municipal Income Fund
RMI
$99.6M
– –
-10,038
Closed -$214K
ROST icon
1089
Ross Stores
ROST
$80.8B
– –
-166
Closed -$16K
RPAY icon
1090
Repay Holdings
RPAY
$306M
– –
-62,500
Closed -$651K
RPD icon
1091
Rapid7
RPD
$902M
– –
-1,000
Closed -$57K
RTX icon
1092
CALL
RTX Corp
RTX
$302B
– –
-286
Closed -$23K
SABR icon
1093
Sabre
SABR
$803M
– –
-20,000
Closed -$444K
SAND
1094
DELISTED
Sandstorm Gold
SAND
– –
-19,800
Closed -$120K
SBCF icon
1095
Seacoast Banking Corp of Florida
SBCF
$3.42B
– –
-187
Closed -$4K
SBGI icon
1096
Sinclair Inc
SBGI
$989M
– –
-1,500
Closed -$80K
SBH icon
1097
PUT
Sally Beauty Holdings
SBH
$1.58B
– –
-85
Closed -$1K
SBLK icon
1098
Star Bulk Carriers
SBLK
$3.09B
– –
-1,500
Closed -$14K
SBRA icon
1099
Sabra Healthcare REIT
SBRA
$5.07B
– –
-514
Closed -$10K
SCHA icon
1100
Schwab U.S Small- Cap ETF
SCHA
$23.1B
– –
-2,592
Closed -$46K
42 43
44
45 46

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ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.