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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
1051
CALL
Tesla
TSLA
$1.31T
– –
-1,410
Closed -$22K
TSLA icon
1052
PUT
Tesla
TSLA
$1.31T
– –
-3,360
Closed -$53K
TSN icon
1053
CALL
Tyson Foods
TSN
$19.9B
– –
-168
Closed -$14K
TSN icon
1054
Tyson Foods
TSN
$19.9B
– –
-7,388
Closed -$636K
TTD icon
1055
Trade Desk
TTD
$6.37B
– –
-1,020
Closed -$19K
TXG icon
1056
10x Genomics
TXG
$7.62B
– –
-200
Closed -$10K
TXN icon
1057
Texas Instruments
TXN
$257B
– –
-13
Closed -$1K
UBS icon
1058
UBS Group
UBS
$176B
– –
-60,710
Closed -$686K
ULTA icon
1059
Ulta Beauty
ULTA
$23.3B
– –
-4
Closed -$1K
UNH icon
1060
UnitedHealth
UNH
$365B
– –
-50
Closed -$10K
URBN icon
1061
Urban Outfitters
URBN
$6.8B
– –
-800
Closed -$22K
UTG icon
1062
Reaves Utility Income Fund
UTG
$3.63B
– –
-3,000
Closed -$110K
VALE icon
1063
Vale
VALE
$60.9B
– –
-15,000
Closed -$172K
VATE icon
1064
CALL
INNOVATE Corp
VATE
$102M
– –
-43
Closed -$1K
VICR icon
1065
Vicor
VICR
$9.72B
– –
-7,500
Closed -$221K
VIST icon
1066
Vista Energy
VIST
$7.33B
– –
-5,360
Closed -$27K
VLYPO
1067
Valley National Bancorp 5.50% Series B Preferred Stock
VLYPO
$99.4M
– –
-992
Closed -$25K
VTAK icon
1068
Catheter Precision
VTAK
$1.06M
– –
0
– -$58K
WATT icon
1069
Energous
WATT
$103M
– –
-6
Closed -$11K
WEX icon
1070
WEX
WEX
$6.44B
– –
-107
Closed -$21K
WFC icon
1071
Wells Fargo
WFC
$264B
– –
-600
Closed -$30K
WIA
1072
Western Asset Inflation-Linked Income Fund
WIA
$187M
– –
-20,627
Closed -$239K
WSC icon
1073
WillScot Mobile Mini Holdings
WSC
$4.15B
– –
-4,000
Closed -$62K
WST icon
1074
West Pharmaceutical
WST
$24.7B
– –
-150
Closed -$21K
WW
1075
DELISTED
WW International
WW
– –
-100
Closed -$3K
41 42
43
44 45

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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.