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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVV icon
1051
Ovintiv
OVV
$17.6B
– –
0
– –
OXY icon
1052
PUT
Occidental Petroleum
OXY
$59B
– –
-516
Closed -$25K
PAI
1053
Western Asset Investment Grade Income Fund
PAI
$114M
– –
-162
Closed -$2K
PAM icon
1054
Pampa Energía
PAM
$4.28B
– –
-1,435
Closed -$49K
PANW icon
1055
Palo Alto Networks
PANW
$313B
– –
-600
Closed -$20K
PARAA
1056
DELISTED
Paramount Global Class A
PARAA
– –
-254
Closed -$12K
PAYX icon
1057
PUT
Paychex
PAYX
$43.1B
– –
-100
Closed -$8K
PBI icon
1058
CALL
Pitney Bowes
PBI
$2.27B
– –
-250
Closed -$1K
PBI icon
1059
Pitney Bowes
PBI
$2.27B
– –
-10,000
Closed -$42K
PBR icon
1060
Petrobras
PBR
$116B
– –
-49,350
Closed -$768K
PCAR icon
1061
PACCAR
PCAR
$69.8B
– –
-236
Closed -$11K
PCG icon
1062
PUT
PG&E
PCG
$38.1B
– –
-76
Closed -$1K
PCTY icon
1063
Paylocity
PCTY
$7.7B
– –
-850
Closed -$79K
PDX
1064
PIMCO Dynamic Income Strategy Fund
PDX
$961M
– –
-2,692
Closed -$52K
PGC icon
1065
Peapack-Gladstone Financial
PGC
$806M
– –
-176
Closed -$4K
PH icon
1066
Parker-Hannifin
PH
$134B
– –
-400
Closed -$68K
PHUN icon
1067
Phunware
PHUN
$43.2M
$0 ﹤0.01%
8
– –
PLBC icon
1068
Plumas Bancorp
PLBC
$433M
– –
-187
Closed -$4K
PLNT icon
1069
Planet Fitness
PLNT
$3.62B
– –
-1,110
Closed -$80K
PPC icon
1070
CALL
Pilgrim's Pride
PPC
$6.4B
– –
-1,019
Closed -$25K
PPC icon
1071
Pilgrim's Pride
PPC
$6.4B
– –
-27,800
Closed -$705K
PRI icon
1072
Primerica
PRI
$9.63B
– –
-670
Closed -$80K
PRIM icon
1073
Primoris Services
PRIM
$4.42B
– –
-237
Closed -$4K
PRO
1074
DELISTED
PROS Holdings
PRO
– –
-257
Closed -$16K
PSF icon
1075
Cohen & Steers Select Preferred & Income Fund
PSF
$235M
– –
-3,125
Closed -$88K
41 42
43
44 45

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ACP
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KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.