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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWI icon
1001
Power Integrations
POWI
$3.54B
– –
-1,000
Closed -$45K
PSMT icon
1002
PUT
Pricesmart
PSMT
$5.33B
– –
-200
Closed -$14K
P
1003
Everpure Inc
P
$36.4B
– –
-100
Closed -$1K
JF
1004
J and Friends Holdings
JF
$18.5M
– –
-160
Closed –
PTON icon
1005
Peloton Interactive
PTON
$2.46B
– –
-4,500
Closed -$121K
PYN
1006
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$0 ﹤0.01%
91
+5
+6% +$49
PZZA icon
1007
Papa John's
PZZA
$801M
– –
-1,358
Closed -$71K
QCOM icon
1008
CALL
Qualcomm
QCOM
$171B
– –
-210
Closed -$16K
QCOM icon
1009
Qualcomm
QCOM
$171B
– –
-83
Closed -$6K
QID icon
1010
ProShares UltraShort QQQ
QID
$251M
– –
-250
Closed -$150K
QQQ icon
1011
Invesco QQQ Trust
QQQ
$478B
– –
-21,202
Closed -$4.24M
QQQX icon
1012
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
– –
-2,408
Closed -$53K
RACE icon
1013
Ferrari
RACE
$72.1B
– –
-10,000
Closed -$1.54M
RNG icon
1014
RingCentral
RNG
$5.3B
– –
-172
Closed -$21K
ROKU icon
1015
CALL
Roku
ROKU
$22.4B
– –
-19
Closed -$1K
ROKU icon
1016
Roku
ROKU
$22.4B
– –
-675
Closed -$68K
ROKU icon
1017
PUT
Roku
ROKU
$22.4B
– –
-15
Closed -$1K
RVLV icon
1018
Revolve Group
RVLV
$1.69B
– –
-1,316
Closed -$30K
SBAC icon
1019
SBA Communications
SBAC
$19.3B
– –
-2,006
Closed -$483K
SCCO icon
1020
CALL
Southern Copper
SCCO
$164B
– –
-75
Closed -$2K
SCD
1021
LMP Capital and Income Fund
SCD
$360M
– –
-1,720
Closed -$24K
SHOP icon
1022
Shopify
SHOP
$196B
– –
-13,900
Closed -$433K
SHOP icon
1023
PUT
Shopify
SHOP
$196B
– –
-170
Closed -$5K
SIG icon
1024
Signet Jewelers
SIG
$3.68B
– –
-4,628
Closed -$77K
SLV icon
1025
CALL
iShares Silver Trust
SLV
$31.5B
– –
-453
Closed -$7K
39 40
41
42 43

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KWM
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CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.