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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPX icon
1001
Louisiana-Pacific
LPX
$5.28B
– –
-100
Closed -$2K
LQDA icon
1002
Liquidia Corp
LQDA
$7.83B
– –
-493
Closed -$3K
LRCX icon
1003
Lam Research
LRCX
$390B
– –
-680
Closed -$12K
LVO icon
1004
LiveOne
LVO
$62.8M
– –
-129
Closed -$5K
LYB icon
1005
LyondellBasell Industries
LYB
$20.7B
– –
-36,763
Closed -$3.17M
MAV
1006
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-908
Closed -$9K
MCHP icon
1007
Microchip Technology
MCHP
$44B
– –
-200
Closed -$8K
MCI
1008
Barings Corporate Investors
MCI
$340M
– –
-3,224
Closed -$50K
MCR
1009
DELISTED
MFS Charter Income Trust
MCR
– –
-4,475
Closed -$36K
MEC icon
1010
Mayville Engineering Co
MEC
$574M
– –
-4,340
Closed -$59K
MELI icon
1011
Mercado Libre
MELI
$98.4B
– –
-22
Closed -$13K
MFIN icon
1012
Medallion Financial
MFIN
$253M
– –
-80
Closed –
MHI
1013
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-3,818
Closed -$46K
KG
1014
Kestrel Group
KG
$68.8M
– –
-20
Closed –
MJ icon
1015
PUT
Amplify Alternative Harvest ETF
MJ
$109M
– –
-4
Closed -$1K
MRSH
1016
Marsh
MRSH
$91.3B
– –
-1,500
Closed -$149K
MMM icon
1017
PUT
3M
MMM
$94.4B
– –
-7
Closed -$1K
MMYT icon
1018
MakeMyTrip
MMYT
$5.78B
– –
-183
Closed -$4K
MO icon
1019
PUT
Altria Group
MO
$109B
– –
-115
Closed -$5K
CALY
1020
Callaway Golf Company
CALY
$3.01B
– –
-2,000
Closed -$34K
MODV
1021
DELISTED
ModivCare
MODV
– –
-221
Closed -$12K
MOO icon
1022
VanEck Agribusiness ETF
MOO
$979M
– –
-1,761
Closed -$117K
MRNA icon
1023
Moderna
MRNA
$24.2B
– –
-21,500
Closed -$314K
MSFT icon
1024
Microsoft
MSFT
$3.74T
– –
-4,106
Closed -$550K
MTG icon
1025
MGIC Investment
MTG
$6.23B
– –
-6,160
Closed -$80K
39 40
41
42 43

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ACP
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KWM
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CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.