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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
976
CALL
iShares Russell 2000 ETF
IWM
$81.8B
– –
-25
Closed -$3K
JD icon
977
CALL
JD.com
JD
$43.1B
– –
-100
Closed -$3K
JLS icon
978
Nuveen Mortgage and Income Fund
JLS
$95M
– –
-162
Closed -$3K
JOE icon
979
St. Joe Company
JOE
$3.89B
– –
-908
Closed -$15K
JPM icon
980
CALL
JPMorgan Chase
JPM
$962B
– –
-30
Closed -$3K
JPM icon
981
JPMorgan Chase
JPM
$962B
– –
-1,000
Closed -$111K
JWN
982
CALL
DELISTED
Nordstrom
JWN
– –
-225
Closed -$7K
KALV
983
DELISTED
KalVista Pharmaceuticals
KALV
– –
-595
Closed -$13K
OPLN
984
Openlane
OPLN
$4.48B
– –
-2,000
Closed -$50K
KEP icon
985
Korea Electric Power
KEP
$15.8B
– –
-4,953
Closed -$54K
KHC icon
986
Kraft Heinz
KHC
$29.2B
– –
-408
Closed -$12K
KLAC icon
987
KLA
KLAC
$262B
– –
-110
Closed -$1K
KMPR icon
988
Kemper
KMPR
$1.54B
– –
-930
Closed -$80K
KMX icon
989
CarMax
KMX
$8.26B
– –
-588
Closed -$51K
KN icon
990
Knowles
KN
$3.29B
– –
-10,000
Closed -$196K
KPTI icon
991
Karyopharm Therapeutics
KPTI
$47.6M
– –
-67
Closed -$5K
KR icon
992
Kroger
KR
$34.5B
– –
-32
Closed –
KSS icon
993
CALL
Kohl's
KSS
$2.1B
– –
-100
Closed -$4K
KTF
994
DWS Municipal Income Trust
KTF
$353M
– –
-6,079
Closed -$68K
KZR
995
DELISTED
Kezar Life Sciences
KZR
– –
-149
Closed -$11K
LFCR icon
996
Lifecore Biomedical
LFCR
$183M
– –
-1,435
Closed -$13K
LFVN icon
997
LifeVantage
LFVN
$84M
– –
-1,300
Closed -$16K
LGND icon
998
Ligand Pharmaceuticals
LGND
$5.76B
– –
-200
Closed -$14K
LKFN icon
999
Lakeland Financial Corp
LKFN
$1.54B
– –
-104
Closed -$4K
LOMA
1000
Loma Negra
LOMA
$1.16B
$0 ﹤0.01%
+12
New +$101
38 39
40
41 42

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ACP
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KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.