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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTA
926
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-5,000
Closed -$58K
KURIU
927
DELISTED
Alkuri Global Acquisition Corp Unit
KURIU
– –
-600
Closed -$6K
BOWX
928
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
– –
-1,300
Closed -$13K
LEGO
929
DELISTED
Legato Merger Corp. Common stock
LEGO
– –
-9,410
Closed -$98K
LOKB.U
930
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-100
Closed -$1K
HZAC
931
DELISTED
Horizon Acquisition Corporation
HZAC
– –
-20,500
Closed -$204K
CSOD
932
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-5,000
Closed -$286K
CLDR
933
DELISTED
Cloudera, Inc.
CLDR
– –
-43,748
Closed -$698K
ARD
934
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
– –
-279,519
Closed -$7.12M
GNRS
935
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
– –
-500
Closed -$5K
TTP
936
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$0 ﹤0.01%
1
– –
DVCR
937
DELISTED
Diversicare Healthcare Services Inc
DVCR
– –
-100
Closed –
MFGP
938
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
– –
-50,000
Closed -$272K
CDOR
939
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
– –
-6,000
Closed -$41K
INPC
940
DELISTED
INPHONIC INC
INPC
$0 ﹤0.01%
14,472
– –
MNTN.U
941
DELISTED
Everest Consolidator Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
MNTN.U
$0 ﹤0.01%
+3
New +$30
PFSW
942
DELISTED
PFSweb, Inc.
PFSW
– –
-27,000
Closed -$348K
HPLTU
943
DELISTED
Home Plate Acquisition Corporation Unit
HPLTU
$0 ﹤0.01%
+100
New +$995
JSD
944
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-2,000
Closed -$30K
JRO
945
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-11,817
Closed -$117K
JTA
946
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-3,002
Closed -$33K
GSH
947
DELISTED
Guangshen Railway Co. Ltd
GSH
– –
-880
Closed -$8K
LPH
948
DELISTED
LONGWEI PETROLEUM INVESTMENT HOLDING LIMITED COMMON STOCK
LPH
$0 ﹤0.01%
5,000
– –
PKO
949
DELISTED
Pimco Income Opportunity Fund
PKO
– –
-4,500
Closed -$110K
CIT
950
DELISTED
CIT Group Inc.
CIT
– –
-2,900
Closed -$150K
35 36 37
38
39

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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.