We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEC
926
DELISTED
CIMAREX ENERGY CO
XEC
– –
-855
Closed -$44K
AMRB
927
DELISTED
American River Bankshares
AMRB
– –
-338
Closed -$5K
WORK
928
CALL
DELISTED
Slack Technologies, Inc.
WORK
– –
-464
Closed -$10K
PRAH
929
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-1,100
Closed -$122K
DSE
930
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
– –
-458
Closed -$17K
GRUB
931
CALL
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-38
Closed -$3K
GRUB
932
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-1,050
Closed -$102K
GLOG
933
DELISTED
GASLOG LTD
GLOG
– –
-1,221
Closed -$11K
CLGX
934
DELISTED
Corelogic, Inc.
CLGX
– –
-1,500
Closed -$65K
APHA
935
CALL
DELISTED
Aphria Inc. Common Shares
APHA
– –
-555
Closed -$2K
MIK
936
DELISTED
Michaels Stores, Inc
MIK
– –
-35,600
Closed -$288K
HMSY
937
DELISTED
HMS Holdings Corp.
HMSY
– –
-2,800
Closed -$82K
QEP
938
DELISTED
QEP RESOURCES, INC.
QEP
– –
-30,000
Closed -$72.2K
QEP
939
PUT
DELISTED
QEP RESOURCES, INC.
QEP
– –
-300
Closed -$1K
RLH
940
DELISTED
Red Lions Hotel Corporation
RLH
– –
-3,100
Closed -$11K
ACIA
941
CALL
DELISTED
Acacia Communications Inc
ACIA
– –
-28
Closed -$1K
ACIA
942
DELISTED
Acacia Communications Inc
ACIA
– –
-35,164
Closed -$2.38M
PE
943
DELISTED
PARSLEY ENERGY INC
PE
– –
-79,989
Closed -$1.51M
LN
944
DELISTED
LINE Corporation
LN
– –
-4,618
Closed -$226K
MVC
945
DELISTED
MVC Capital, Inc.
MVC
– –
-261
Closed -$2K
GLIBA
946
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-5,400
Closed -$382K
TLI
947
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-2,849
Closed -$28K
LVGO
948
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-10,860
Closed -$272K
HTZ
949
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-100
Closed -$1K
ASFI
950
DELISTED
Asta Funding Inc
ASFI
– –
-300
Closed -$3K
36 37
38
39 40

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.