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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCACU
901
DELISTED
Growth Capital Acquisition Corp. Unit
GCACU
– –
-10,000
Closed -$103K
SC
902
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-100
Closed -$4K
RDS.A
903
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-3,000
Closed -$133K
CSPR
904
DELISTED
Casper Sleep Inc.
CSPR
$0 ﹤0.01%
+140
New +$749
GMIIU
905
DELISTED
Gores Metropoulos II, Inc. Unit
GMIIU
$0 ﹤0.01%
80
– –
ATH
906
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-854
Closed -$58K
HCAQ
907
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
– –
-83,188
Closed -$823K
MACQU
908
DELISTED
MCAP Acquisition Corporation Unit
MACQU
– –
-100
Closed -$1K
MACQ
909
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-25,000
Closed -$246K
BSN
910
DELISTED
Broadstone Acquisition Corp.
BSN
– –
-1,842
Closed -$18K
PCI
911
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-1,750
Closed -$36K
DCRC
912
DELISTED
Decarbonization Plus Acquisition Corporation III Class A Common Stock
DCRC
– –
-136,475
Closed -$1.37M
SVOK
913
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
– –
-200
Closed -$1K
GIGGU
914
DELISTED
GigCapital4, Inc. Unit
GIGGU
– –
-300
Closed -$3K
TPGS
915
DELISTED
TPG Pace Solutions Corp.
TPGS
– –
-240
Closed -$2K
ENFAU
916
DELISTED
890 5th Avenue Partners Inc Unit
ENFAU
– –
-1,400
Closed -$14K
ADF
917
DELISTED
Aldel Financial Inc
ADF
– –
-39,575
Closed -$399K
AGC
918
DELISTED
Altimeter Growth Corp
AGC
– –
-25,000
Closed -$255K
XLRN
919
DELISTED
Acceleron Pharma
XLRN
– –
-240
Closed -$41K
JTD
920
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-2,000
Closed -$31K
VOSO
921
DELISTED
Virtuoso Acquisition Corp. Class A Common Stock
VOSO
– –
-3,600
Closed -$35K
TRIL
922
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-10,000
Closed -$175K
SWBK
923
DELISTED
Switchback II Corporation
SWBK
– –
-100
Closed –
MDLA
924
DELISTED
Medallia, Inc.
MDLA
– –
-200
Closed -$6K
MCADR
925
DELISTED
Mountain Crest Acquisition Corp. II Right
MCADR
– –
-66,900
Closed -$50K
35 36
37
38 39

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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.