FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+22.18%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$320M
AUM Growth
-$6.1M
Cap. Flow
-$17.8M
Cap. Flow %
-5.58%
Top 10 Hldgs %
39.15%
Holding
1,239
New
339
Increased
205
Reduced
137
Closed
379

Top Buys

1
BABA icon
Alibaba
BABA
$34.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
$16.7M
3
WMGI
Wright Medical Group Inc
WMGI
$10.5M
4
ARQL
Arqule Inc
ARQL
$9.28M
5
RH icon
RH
RH
$5.41M

Top Sells

1
CELG
Celgene Corp
CELG
$63.6M
2
SPCE icon
Virgin Galactic
SPCE
$13.3M
3
PVT
Pivotal Acquisition Corp.
PVT
$9.05M
4
AGN
Allergan plc
AGN
$8.49M
5
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
$8.37M

Sector Composition

1 Healthcare 22.58%
2 Consumer Discretionary 17.84%
3 Technology 10.22%
4 Financials 5.72%
5 Materials 5.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WST icon
901
West Pharmaceutical
WST
$18B
– –
-150
Closed -$21K
WW
902
DELISTED
WW International
WW
– –
-100
Closed -$3K
XGN icon
903
Exagen
XGN
$213M
– –
-200
Closed -$3K
XHB icon
904
SPDR S&P Homebuilders ETF
XHB
$2.01B
– –
0
– –
XLF icon
905
Financial Select Sector SPDR Fund
XLF
$53.2B
– –
-7,066
Closed -$197K
SUNE
906
SUNation Energy, Inc. Common Stock
SUNE
$4.97M
– –
0
– -$9K
DVLT
907
Datavault AI Inc. Common Stock
DVLT
$30M
– –
0
– -$24K
INSI
908
DELISTED
Insight Select Income Fund
INSI
– –
-1,000
Closed -$20K
TELL
909
DELISTED
Tellurian Inc.
TELL
– –
0
– –
SLCA
910
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-1,500
Closed -$14K
ASLN
911
DELISTED
ASLAN Pharmaceuticals Limited American Depositary Shares
ASLN
– –
-478
Closed -$33K
SIX
912
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-5,000
Closed -$253K
PXD
913
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-100
Closed -$12K
RAD
914
DELISTED
Rite Aid Corporation
RAD
– –
-205
Closed -$1K
ZYNE
915
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
– –
0
– –
PRTK
916
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
– –
-500
Closed -$2K
WFC.PRQ
917
DELISTED
Wells Fargo & Co.
WFC.PRQ
– –
-20,000
Closed -$528K
BKI
918
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-353
Closed -$21K
CLVR
919
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$0 ﹤0.01%
2
– –
SAL
920
DELISTED
Salisbury Bancorp, Inc.
SAL
– –
-10,348
Closed -$202K
MLVF
921
DELISTED
Malvern Bancorp, Inc.
MLVF
– –
-3,336
Closed -$72K
STSA
922
DELISTED
Satsuma Pharmaceuticals, Inc. Common Stock
STSA
– –
-300
Closed -$4K
MGI
923
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
200
– –
VNTR
924
DELISTED
Venator Materials PLC
VNTR
– –
-27,806
Closed -$67K
BSMX
925
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-82,500
Closed -$519K
35 36
37
38 39