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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
901
Delta Air Lines
DAL
$58.9B
– –
-250
Closed -$14K
DBX icon
902
CALL
Dropbox
DBX
$7.31B
– –
-50
Closed -$1K
DBX icon
903
Dropbox
DBX
$7.31B
– –
-2,873
Closed -$71K
DD icon
904
DuPont de Nemours
DD
$19.3B
– –
-664
Closed -$62K
DE icon
905
PUT
Deere & Co
DE
$166B
– –
-298
Closed -$49K
DENN
906
DELISTED
Denny's
DENN
– –
-794
Closed -$16K
DELL icon
907
Dell
DELL
$301B
$0 ﹤0.01%
2
– –
DMAC icon
908
DiaMedica Therapeutics
DMAC
$363M
– –
-521
Closed -$2K
DMB
909
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
– –
-162
Closed -$2K
DOCU
910
DocuSign
DOCU
$11B
– –
-947
Closed -$47K
DRI icon
911
PUT
Darden Restaurants
DRI
$25.1B
– –
-30
Closed -$3K
EA
912
DELISTED
Electronic Arts
EA
– –
-135
Closed -$13K
EDN
913
Edenor
EDN
$1B
– –
-8,000
Closed -$145K
EEM icon
914
iShares MSCI Emerging Markets ETF
EEM
$30.4B
– –
-32,462
Closed -$1.34M
EGY icon
915
Vaalco Energy
EGY
$603M
– –
-2,763
Closed -$4K
ELS icon
916
Equity Lifestyle Properties
ELS
$12.4B
– –
-1,248
Closed -$75K
ENTG icon
917
Entegris
ENTG
$24.1B
– –
-2,160
Closed -$80K
EMBJ
918
Embraer S.A. ADS
EMBJ
$13.1B
– –
-852
Closed -$17K
ETSY icon
919
Etsy
ETSY
$7.24B
– –
-1,310
Closed -$80K
EVI icon
920
EVI Industries
EVI
$194M
– –
-898
Closed -$34K
EWX icon
921
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$702M
– –
-243
Closed -$10K
F icon
922
CALL
Ford
F
$55.3B
– –
-200
Closed -$2K
F icon
923
Ford
F
$55.3B
– –
-7,900
Closed -$80K
FAS icon
924
Direxion Daily Financial Bull 3x ETF
FAS
$2.45B
– –
-7,737
Closed -$572K
FCNCA icon
925
First Citizens BancShares
FCNCA
$25.6B
– –
-24
Closed -$10K
35 36
37
38 39

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ACP
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KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.