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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBBY
876
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-7,500
Closed -$129K
PEAR
877
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
– –
-200
Closed -$1K
BSGAR
878
DELISTED
Blue Safari Group Acquisition Corp. Right
BSGAR
$0 ﹤0.01%
+900
New +$476
PLXP
879
DELISTED
PLx Pharma Inc. Common Stock
PLXP
– –
-2,987
Closed -$57K
GLS
880
DELISTED
Gelesis Holdings, Inc.
GLS
– –
-400
Closed -$3K
IVH
881
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-8,000
Closed -$109K
DNZ
882
DELISTED
D and Z Media Acquisition Corp.
DNZ
$0 ﹤0.01%
100
– –
TZPSU
883
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$0 ﹤0.01%
100
– –
DLCAU
884
DELISTED
Deep Lake Capital Acquisition Corp. Unit
DLCAU
– –
-11,100
Closed -$111K
MPACU
885
DELISTED
Model Performance Acquisition Corp. Units
MPACU
– –
-20,000
Closed -$211K
OEPWU
886
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
– –
-25,000
Closed -$248K
JEMD
887
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
– –
-1,050
Closed -$8K
IACC
888
DELISTED
ION Acquisition Corp 3 Ltd.
IACC
$0 ﹤0.01%
+100
New +$978
PIPP
889
DELISTED
Pine Island Acquisition Corp.
PIPP
– –
-5,000
Closed -$48K
TPGY
890
DELISTED
TPG Pace Beneficial Finance Corp.
TPGY
$0 ﹤0.01%
+100
New +$1.05K
IMPX.U
891
DELISTED
AEA-Bridges Impact Corp Units
IMPX.U
– –
-100
Closed -$1K
SMM
892
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-5,000
Closed -$31K
SNP
893
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-2,000
Closed -$98K
ACH
894
DELISTED
Alum Corp of China Ltd
ACH
– –
-64
Closed -$1K
LFC
895
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-18,800
Closed -$153K
DYFN
896
DELISTED
Angel Oak Dynamic Financial Strategies Income Term Trust
DYFN
– –
-2,000
Closed -$40K
BRPMU
897
DELISTED
B. Riley Principal 150 Merger Corp. Unit
BRPMU
– –
-19,900
Closed -$198K
ENJY
898
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
– –
-450
Closed -$4K
CHPM
899
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
– –
-3,906
Closed -$39K
FMO
900
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-650
Closed -$6K
34 35
36
37 38

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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.