FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+10.12%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$338M
AUM Growth
+$49.1M
Cap. Flow
+$51.7M
Cap. Flow %
15.26%
Top 10 Hldgs %
57.27%
Holding
1,240
New
472
Increased
227
Reduced
137
Closed
239

Top Buys

1
APC
Anadarko Petroleum
APC
$49M
2
RHT
Red Hat Inc
RHT
$31.2M
3
CELG
Celgene Corp
CELG
$28.9M
4
FDC
First Data Corporation
FDC
$7.13M
5
PVT
Pivotal Acquisition Corp.
PVT
$7.11M

Top Sells

1
COTY icon
Coty
COTY
$24.3M
2
DIS icon
Walt Disney
DIS
$22.7M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
$17.1M
4
DD icon
DuPont de Nemours
DD
$17M
5
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$4.58M

Sector Composition

1 Communication Services 19.56%
2 Healthcare 17.17%
3 Technology 11.05%
4 Financials 6.31%
5 Industrials 5.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLY icon
851
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.6B
– –
0
– –
XPO icon
852
XPO
XPO
$15.4B
– –
-37,588
Closed -$698K
XRT icon
853
SPDR S&P Retail ETF
XRT
$441M
– –
0
– –
YTRA icon
854
Yatra Online
YTRA
$88.7M
– –
-2,500
Closed -$12K
Z icon
855
Zillow
Z
$21.3B
– –
0
– –
ZBH icon
856
Zimmer Biomet
ZBH
$20.9B
– –
-438
Closed -$54K
MAAS
857
Maase Inc. Class A Ordinary Shares
MAAS
$855M
– –
-3
Closed -$1K
XYLO
858
DELISTED
Xylo Technologies
XYLO
– –
-45
Closed -$5K
NBIS
859
Nebius Group N.V. Class A Ordinary Shares
NBIS
$15.6B
– –
-3,000
Closed -$103K
PENG
860
Penguin Solutions, Inc. Ordinary Shares
PENG
$1.3B
– –
-30,000
Closed -$288K
SUNE
861
SUNation Energy, Inc. Common Stock
SUNE
$4.97M
– –
0
– –
ZUO
862
DELISTED
Zuora, Inc.
ZUO
– –
-5,000
Closed -$100K
PFIE
863
DELISTED
Profire Energy, Inc
PFIE
$0 ﹤0.01%
228
-8,432
-97% –
PETQ
864
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
– –
-1,800
Closed -$56K
PIXY
865
DELISTED
ShiftPixy, Inc. Common Stock
PIXY
– –
0
– -$4K
AIF
866
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-3,411
Closed -$50K
CSSE
867
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
– –
-100
Closed -$1K
TBLT
868
DELISTED
ToughBuilt Industries, Inc. Common Stock
TBLT
– –
0
– -$3K
FTCH
869
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-8,500
Closed -$228K
AENZ
870
DELISTED
Aenza S.A.A. American Depositary Shares (each representing fifteen (15) Common Shares)
AENZ
– –
-53,028
Closed -$556K
IHIT
871
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
– –
-16,839
Closed -$173K
ZYNE
872
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
– –
-500
Closed -$2K
CLVR
873
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$0 ﹤0.01%
2
– –
NMTR
874
DELISTED
9 Meters Biopharma, Inc. Common Stock
NMTR
– –
0
– –
INDT
875
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
– –
-1,100
Closed -$38K
33 34
35
36 37