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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIR
826
DELISTED
CIRCOR International, Inc
CIR
– –
-1,700
Closed -$94K
CIR
827
PUT
DELISTED
CIRCOR International, Inc
CIR
– –
-24
Closed -$1K
EMAN
828
DELISTED
eMagin Corporation
EMAN
– –
-8,639
Closed -$17K
HCCI
829
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
– –
-500
Closed -$22K
CCV.WS
830
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
– –
-4,750
Closed –
RAD
831
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
3,000
– –
NATI
832
CALL
DELISTED
National Instruments Corp
NATI
– –
-28
Closed -$1K
NATI
833
PUT
DELISTED
National Instruments Corp
NATI
– –
-30
Closed -$1K
KLR
834
DELISTED
Kaleyra, Inc.
KLR
– –
-2,393
Closed -$17K
LFLY
835
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
– –
-5,711
Closed -$36K
CLVR
836
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-19,985
Closed -$68K
HZNP
837
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-144,340
Closed -$16.7M
FRE
838
DELISTED
FREDDIE MAC D/B/A VOTING
FRE
$0 ﹤0.01%
+500
New –
ATVI
839
DELISTED
Activision Blizzard
ATVI
– –
-316,811
Closed -$29.7M
INPC
840
DELISTED
INPHONIC INC
INPC
$0 ﹤0.01%
14,472
– –
MNP
841
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
– –
-100
Closed -$1K
FATP
842
DELISTED
Fat Projects Acquisition Corp Class A Ordinary Share
FATP
– –
-8,000
Closed -$89K
PFSW
843
DELISTED
PFSweb, Inc.
PFSW
– –
-12,072
Closed -$89K
SBNYP
844
DELISTED
Signature Bank Depositary shares, each representing a 1/40th ownership interest in a share of 5.000% Noncumulative Perpetual Series A Preferred Stock
SBNYP
– –
-104,039
Closed -$4K
HMNY
845
DELISTED
Helios and Matheson Analytics Inc.
HMNY
$0 ﹤0.01%
1,002
– –
LPH
846
DELISTED
LONGWEI PETROLEUM INVESTMENT HOLDING LIMITED COMMON STOCK
LPH
$0 ﹤0.01%
5,000
– –
AYA
847
Aya Gold & Silver Inc
AYA
$4B
– –
-12,000
Closed -$64K
30 31 32 33
34

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BCH
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FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.