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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AG icon
826
First Majestic Silver
AG
$9.29B
– –
-13,000
Closed -$102K
AGCO icon
827
PUT
AGCO
AGCO
$6.97B
– –
-208
Closed -$16K
AGI icon
828
Alamos Gold
AGI
$13.8B
– –
-3,250
Closed -$19K
AIRT icon
829
Air T
AIRT
$78.1M
– –
-900
Closed -$15K
AKAM icon
830
Akamai
AKAM
$18B
– –
-1,350
Closed -$108K
CHGA
831
Change Agents Corporation Common Stock
CHGA
$3.01M
– –
-4
Closed -$1K
ALDX icon
832
Aldeyra Therapeutics
ALDX
$88.7M
$0 ﹤0.01%
+100
New +$538
ALGN icon
833
Align Technology
ALGN
$12.5B
– –
-20
Closed -$5K
ALLY icon
834
Ally Financial
ALLY
$13.6B
– –
-529
Closed -$16K
AMR icon
835
Alpha Metallurgical Resources
AMR
$1.98B
– –
-276
Closed -$14K
AMSC icon
836
American Superconductor
AMSC
$1.52B
– –
-526
Closed -$4K
AMTB icon
837
Amerant Bancorp
AMTB
$1.14B
– –
-259
Closed -$5K
AMZN icon
838
Amazon
AMZN
$2.86T
– –
-34,520
Closed -$3.27M
ANGI icon
839
Angi Inc
ANGI
$195M
– –
-102
Closed -$10.5K
ANY icon
840
Sphere 3D
ANY
$17.9M
– –
-39
Closed -$4K
AQB icon
841
AquaBounty Technologies
AQB
$7.77M
– –
-1,289
Closed -$79K
AQMS icon
842
Aqua Metals
AQMS
$9.78M
$0 ﹤0.01%
2
– –
ASA
843
ASA Gold and Precious Metals
ASA
$1.08B
– –
-4,506
Closed -$51K
ASH icon
844
CALL
Ashland
ASH
$3.36B
– –
-40
Closed -$3K
ASH icon
845
Ashland
ASH
$3.36B
– –
-500
Closed -$39K
ASHR icon
846
CALL
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
– –
-87
Closed -$2K
ASRT
847
DELISTED
Assertio
ASRT
$0 ﹤0.01%
2
– –
ASX icon
848
ASE Group
ASX
$103B
– –
-77,776
Closed -$307K
ATER icon
849
Aterian
ATER
$5.22M
– –
-33
Closed -$3K
AU icon
850
AngloGold Ashanti
AU
$48.2B
– –
-23,682
Closed -$421K
32 33
34
35 36

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CC
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BCH
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.