We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGMS
801
DELISTED
NeoGames S.A. Ordinary Shares
NGMS
– –
-22,900
Closed -$618K
LCAA
802
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
– –
-36,000
Closed -$382K
LTHM
803
DELISTED
Livent Corporation
LTHM
– –
-104,899
Closed -$1.93M
RPT
804
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-300
Closed -$3K
NETI
805
DELISTED
Eneti Inc.
NETI
– –
-19,979
Closed -$201K
BRLIR
806
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
– –
-13,525
Closed -$2K
DUNEU
807
DELISTED
Dune Acquisition Corporation Unit
DUNEU
– –
-764
Closed -$7K
FTCH
808
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-280
Closed –
SGEN
809
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-35,300
Closed -$7.49M
KVSA
810
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
– –
-4,205
Closed -$44K
ABCM
811
DELISTED
Abcam PLC
ABCM
– –
-5,604
Closed -$126K
CCVI
812
DELISTED
Churchill Capital Corp VI
CCVI
– –
-6,624
Closed -$69K
VRTV
813
CALL
DELISTED
VERITIV CORPORATION
VRTV
– –
-20
Closed -$3K
HT.PRD
814
DELISTED
Hersha Hospitality Trust 6.50% Series D Cumulative Redeemable Preferred Shares of Beneficial Interest, $0.01 par value per share
HT.PRD
– –
-5,140
Closed -$127K
HT.PRE
815
DELISTED
Hersha Hospitality Trust 6.50% Series E Cumulative Redeemable Preferred Shares of Beneficial Interest
HT.PRE
– –
-5,000
Closed -$123K
HT
816
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-21,500
Closed -$211K
JHAA
817
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
– –
-50
Closed –
VMW
818
DELISTED
VMware, Inc
VMW
– –
-27,464
Closed -$4.57M
APRN
819
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
– –
-138,554
Closed -$1.78M
NEWR
820
DELISTED
New Relic, Inc.
NEWR
– –
-5,000
Closed -$428K
ICPT
821
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-8,000
Closed -$148K
TWNK
822
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-1,966
Closed -$65K
JPT
823
DELISTED
Nuveen Preferred and Income Fund
JPT
– –
-200
Closed -$3K
JPS
824
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-5,700
Closed -$35K
CANO
825
DELISTED
Cano Health, Inc.
CANO
– –
-30
Closed –
30 31 32
33
34

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.