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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBC
801
PUT
DELISTED
WABCO HOLDINGS INC.
WBC
$1K ﹤0.01%
10
-28
-74% -$3.72K
SDT
802
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$1K ﹤0.01%
2,234
– –
CBLK
803
PUT
DELISTED
Carbon Black, Inc. Common Stock
CBLK
$1K ﹤0.01%
+43
New +$949
VSM
804
CALL
DELISTED
Versum Materials, Inc.
VSM
$1K ﹤0.01%
28
+8
+40% +$416
GTYH
805
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$1K ﹤0.01%
250
-12,260
-98% -$79.2K
SIGM
806
DELISTED
Sigma Designs Inc
SIGM
$1K ﹤0.01%
6,300
– –
MCF
807
PUT
DELISTED
Contango Oil & Gas Co.
MCF
$1K ﹤0.01%
+570
New +$797
NCB
808
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$1K ﹤0.01%
86
+5
+6% +$83
CHL
809
PUT
DELISTED
China Mobile Limited
CHL
$1K ﹤0.01%
+36
New +$1.53K
LLEX
810
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$1K ﹤0.01%
3,300
-800
-20% -$308
AAL icon
811
American Airlines Group
AAL
$9.97B
– –
-202
Closed -$6K
AAON icon
812
Aaon
AAON
$7.23B
– –
-243
Closed -$8K
AAP icon
813
CALL
Advance Auto Parts
AAP
$3.46B
– –
-10
Closed -$1K
AAP icon
814
Advance Auto Parts
AAP
$3.46B
– –
-693
Closed -$106K
AAPL icon
815
Apple
AAPL
$4.46T
– –
-3,036
Closed -$150K
AAPL icon
816
PUT
Apple
AAPL
$4.46T
– –
-172
Closed -$8K
ADBE icon
817
Adobe
ADBE
$108B
– –
-321
Closed -$93.7K
ADM icon
818
Archer Daniels Midland
ADM
$38.6B
– –
-7,800
Closed -$318K
ADP icon
819
Automatic Data Processing
ADP
$110B
– –
-150
Closed -$24K
ADSK icon
820
Autodesk
ADSK
$54.5B
– –
-100
Closed -$16K
ADT icon
821
ADT
ADT
$5.46B
– –
-949
Closed -$5K
AEM icon
822
Agnico Eagle Mines
AEM
$91.3B
– –
-2,400
Closed -$122K
AEO icon
823
American Eagle Outfitters
AEO
$2.73B
– –
-7,000
Closed -$118K
AER icon
824
AerCap
AER
$23.5B
– –
-3,000
Closed -$156K
AFB
825
AllianceBernstein National Municipal Income Fund
AFB
$317M
– –
-4,223
Closed -$56K
31 32
33
34 35

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CC
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SL
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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.