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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$177M
Cap. Flow
+$173M
Cap. Flow %
40.29%
Top 10 Hldgs %
50.45%
Holding
1,542
New
464
Increased
159
Reduced
114
Closed
631

Top Buys

Rank Stock Value
1
AIMC
Altra Industrial Motion Corp
AIMC
+$41.8M
2
AET
Aetna Inc
AET
+$40.8M
3
ESRX
Express Scripts Holding Company
ESRX
+$19.5M
4
FTV icon
Fortive
FTV
+$14.9M
5
KLXI
KLX Inc.
KLXI
+$13.1M

Top Sells

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$21.2M
2
CAVM
Cavium, Inc.
CAVM
+$14.1M
3
PRSP
Perspecta Inc. Common Stock
PRSP
+$8.25M
4
GGP
GGP Inc.
GGP
+$7M
5
XL
XL Group Ltd.
XL
+$5.4M

Sector Composition

Rank Sector Weight
1 Technology 17.72%
2 Financials 16.91%
3 Healthcare 13.32%
4 Industrials 7.14%
5 Consumer Discretionary 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUZI icon
801
CALL
Vuzix
VUZI
$220M
$1K ﹤0.01%
+201
New +$1.35K
WEA
802
Western Asset Premier Bond Fund
WEA
$125M
$1K ﹤0.01%
135
– –
XLF icon
803
CALL
State Street Financial Select Sector SPDR ETF
XLF
$59.5B
$1K ﹤0.01%
50
-550
-92% -$15.4K
YELP icon
804
CALL
Yelp
YELP
$1.32B
$1K ﹤0.01%
+30
New +$1.31K
LGF.A
805
CALL
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$1K ﹤0.01%
70
+22
+46% +$520
RPT
806
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
135
– –
NSL
807
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1K ﹤0.01%
180
– –
MGI
808
DELISTED
MoneyGram International, Inc. New
MGI
$1K ﹤0.01%
200
– –
GBT
809
PUT
DELISTED
Global Blood Therapeutics, Inc.
GBT
$1K ﹤0.01%
50
+26
+108% +$1.15K
ETTX
810
DELISTED
Entasis Therapeutics Holdings Inc.
ETTX
$1K ﹤0.01%
+100
New +$1.05K
NEV
811
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$1K ﹤0.01%
90
– –
HSTO
812
DELISTED
Histogen Inc. Common Stock
HSTO
$1K ﹤0.01%
2
-1
-33% -$921
MYJ
813
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$1K ﹤0.01%
90
– –
MFL
814
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$1K ﹤0.01%
135
– –
NXQ
815
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$1K ﹤0.01%
90
– –
NXR
816
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1K ﹤0.01%
90
– –
JHB
817
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$1K ﹤0.01%
180
– –
NMY
818
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$1K ﹤0.01%
90
– –
BAF
819
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$1K ﹤0.01%
+90
New +$1.21K
NUM
820
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$1K ﹤0.01%
90
– –
GNC
821
CALL
DELISTED
GNC Holdings, Inc.
GNC
$1K ﹤0.01%
+250
New +$827
IDTI
822
PUT
DELISTED
Integrated Device Technology I
IDTI
$1K ﹤0.01%
+38
New +$1.47K
P
823
CALL
DELISTED
Pandora Media Inc
P
$1K ﹤0.01%
+183
New +$1.54K
TSRO
824
CALL
DELISTED
TESARO, Inc.
TSRO
$1K ﹤0.01%
+40
New +$1.41K
AFSI
825
DELISTED
AmTrust Financial Services, Inc.
AFSI
$1K ﹤0.01%
100
– –
31 32
33
34 35

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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2018 Portfolio in Review

As of Q3 2018, FNY Investment Advisers held 1,542 positions worth $428M, up 70% from $251M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers deployed $173M of net new capital in Q3 2018, opening 464 new positions and adding to 159 existing holdings. Its largest new stake was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Perspecta Inc. Common Stock, an estimated $8.25M trimmed.

  • FNY Investment Advisers's largest Q3 2018 buy was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.
  • FNY Investment Advisers added most to Aetna Inc in Q3 2018, an estimated $40.8M increase.
  • FNY Investment Advisers's biggest Q3 2018 reduction was Perspecta Inc. Common Stock, cutting an estimated $8.25M.
  • FNY Investment Advisers fully exited Keurig Dr Pepper in Q3 2018, selling an estimated $21.2M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $428M portfolio in Q3 2018.
  • FNY Investment Advisers opened 464 new positions and closed 631 in Q3 2018.
  • FNY Investment Advisers's portfolio value rose 70% quarter-over-quarter to $428M.

Based on FNY Investment Advisers's 13F filing for Q3 2018, filed 29 Oct 2018.