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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHG icon
776
Westwood Holdings Group
WHG
$184M
– –
-50
Closed –
WPM icon
777
Wheaton Precious Metals
WPM
$60B
– –
-2,650
Closed -$107K
WSO icon
778
Watsco Inc
WSO
$12.9B
– –
-100
Closed -$37K
WW
779
DELISTED
WW International
WW
– –
-174
Closed -$36K
X
780
CALL
DELISTED
US Steel
X
– –
-200
Closed -$6K
XFLT
781
XAI Floating Rate & Alternative Income Trust
XFLT
$293M
– –
-40
Closed -$1K
XOM icon
782
ExxonMobil
XOM
$651B
– –
-12,000
Closed -$1.41M
XOP icon
783
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.68B
– –
-30
Closed -$4K
XRAY icon
784
Dentsply Sirona
XRAY
$2.3B
– –
-4,000
Closed -$136K
ZROZ icon
785
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
– –
-2,250
Closed -$163K
DJT icon
786
PUT
Trump Media & Technology Group
DJT
$2.3B
– –
-88
Closed -$1K
NIXX
787
Nixxy Inc
NIXX
$19.8M
$0 ﹤0.01%
280
-220
-44% -$302
NEUP
788
Neuphoria Therapeutics
NEUP
$20.8M
– –
-177
Closed -$5K
XIFR
789
CALL
XPLR Infrastructure LP
XIFR
$1.1B
– –
-200
Closed -$5K
SYRA
790
DELISTED
Syra Health Corp. Class A Common Stock
SYRA
– –
-1,500
Closed -$4K
MUI
791
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-600
Closed -$6K
EXTO
792
DELISTED
Almacenes Exito S.A
EXTO
– –
-20,000
Closed -$109K
CNSL
793
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-50,000
Closed -$207K
SEEL
794
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$0 ﹤0.01%
1
– –
VTNR
795
DELISTED
Vertex Energy, Inc
VTNR
– –
-54,100
Closed -$240K
BGXX
796
DELISTED
Bright Green Corporation Common Stock
BGXX
– –
-24,500
Closed -$9K
CVIIW
797
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$0 ﹤0.01%
700
– –
PRST
798
DELISTED
Presto Technologies, Inc. Common Stock
PRST
– –
-3,300
Closed -$4K
HGAS
799
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
– –
-50
Closed –
BREZR
800
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$0 ﹤0.01%
300
– –
30 31
32
33 34

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FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.