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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AL
776
DELISTED
Air Lease Corp
AL
– –
-1,750
Closed -$73K
ALDX icon
777
Aldeyra Therapeutics
ALDX
$93.5M
$0 ﹤0.01%
100
– –
ALL icon
778
Allstate
ALL
$65.4B
– –
-344
Closed -$37K
AMAT icon
779
Applied Materials
AMAT
$436B
– –
-7,000
Closed -$349K
AMCX icon
780
AMC Global Media
AMCX
$492M
– –
-1,600
Closed -$78K
AMD icon
781
CALL
Advanced Micro Devices
AMD
$795B
– –
-81
Closed -$2K
AMGN icon
782
Amgen
AMGN
$226B
– –
-41
Closed -$7K
ANDE icon
783
Andersons Inc
ANDE
$2.23B
– –
-7,901
Closed -$177K
APO icon
784
Apollo Global Management
APO
$81B
– –
-540
Closed -$20K
AQMS icon
785
Aqua Metals
AQMS
$9.42M
$0 ﹤0.01%
2
– –
ARES icon
786
Ares Management
ARES
$31.7B
– –
-3,728
Closed -$99K
ASRT
787
DELISTED
Assertio
ASRT
$0 ﹤0.01%
2
– –
ATXS
788
DELISTED
Astria Therapeutics
ATXS
– –
-33
Closed -$1K
AVAL icon
789
Grupo Aval
AVAL
$6.36B
– –
-78,859
Closed -$588K
AXP icon
790
American Express
AXP
$231B
– –
-300
Closed -$35K
AZUL
791
DELISTED
Azul
AZUL
– –
-11,900
Closed -$426K
BA icon
792
CALL
Boeing
BA
$182B
– –
-10
Closed -$3K
BALY icon
793
Bally's
BALY
$665M
– –
-21,867
Closed -$499K
BANC icon
794
Banc of California
BANC
$3.1B
– –
-258
Closed -$3K
BBAR icon
795
BBVA Argentina
BBAR
$3.26B
$0 ﹤0.01%
109
– –
BBWI icon
796
CALL
Bath & Body Works
BBWI
$3.72B
– –
-116
Closed -$1K
BCS icon
797
Barclays
BCS
$94.6B
– –
-25,000
Closed -$183K
BFK
798
DELISTED
BlackRock Municipal Income Trust
BFK
– –
-516
Closed -$7K
BFZ
799
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-258
Closed -$3K
BGT icon
800
BlackRock Floating Rate Income Trust
BGT
$330M
– –
-2,829
Closed -$34K
30 31
32
33 34

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CC
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BCH
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.