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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBLK
751
CALL
DELISTED
Carbon Black, Inc. Common Stock
CBLK
$2K ﹤0.01%
+88
New +$1.94K
NLSN
752
CALL
DELISTED
Nielsen Holdings plc
NLSN
$2K ﹤0.01%
+114
New +$2.52K
MNP
753
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$2K ﹤0.01%
172
+10
+6% +$152
MUS
754
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$2K ﹤0.01%
172
+10
+6% +$126
NUO
755
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$2K ﹤0.01%
172
+10
+6% +$154
BDSI
756
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$2K ﹤0.01%
500
-3,428
-87% -$14.6K
BBF
757
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$2K ﹤0.01%
172
+10
+6% +$141
BBK
758
DELISTED
Blackrock Municipal Bond Trust
BBK
$2K ﹤0.01%
172
+10
+6% +$154
ACHC icon
759
Acadia Healthcare
ACHC
$2.81B
$1K ﹤0.01%
40
– –
ATXS
760
DELISTED
Astria Therapeutics
ATXS
$1K ﹤0.01%
33
– –
BABA icon
761
CALL
Alibaba
BABA
$293B
$1K ﹤0.01%
+8
New +$1.38K
BBWI icon
762
CALL
Bath & Body Works
BBWI
$3.76B
$1K ﹤0.01%
+116
New +$2.05K
BIDU icon
763
Baidu
BIDU
$35.5B
$1K ﹤0.01%
19
-89
-82% -$9.56K
BLMN icon
764
CALL
Bloomin' Brands
BLMN
$924M
$1K ﹤0.01%
+70
New +$1.25K
CGC
765
CALL
Canopy Growth
CGC
$426M
$1K ﹤0.01%
+5
New +$1.53K
CLF icon
766
CALL
Cleveland-Cliffs
CLF
$6.93B
$1K ﹤0.01%
+210
New +$1.89K
CRSP icon
767
CALL
CRISPR Therapeutics
CRSP
$5.23B
$1K ﹤0.01%
25
– –
DMC
768
PUT
Del Monte Corp
DMC
$1.45B
$1K ﹤0.01%
+40
New +$1.13K
GB
769
DELISTED
Global Blue Group Holding
GB
$1K ﹤0.01%
100
-100
-50% -$1.03K
HSBC icon
770
HSBC
HSBC
$357B
$1K ﹤0.01%
+40
New +$1.55K
IBB icon
771
CALL
iShares Biotechnology ETF
IBB
$9.78B
$1K ﹤0.01%
+20
New +$2.09K
JD icon
772
JD.com
JD
$39.7B
$1K ﹤0.01%
63
-3,856
-98% -$116K
JNK icon
773
PUT
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$1K ﹤0.01%
+17
New +$1.84K
LPCN icon
774
PUT
Lipocine
LPCN
$17.2M
$1K ﹤0.01%
+21
New +$843
LOVE
775
CALL
LoveSac
LOVE
$259M
$1K ﹤0.01%
+82
New +$1.72K
29 30
31
32 33

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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.