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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQM icon
726
Sociedad Química y Minera de Chile
SQM
$20.6B
$2K ﹤0.01%
+100
New +$2.76K
TCOM icon
727
CALL
Trip.com Group
TCOM
$28.3B
$2K ﹤0.01%
+90
New +$3.16K
VTRS icon
728
CALL
Viatris
VTRS
$18.4B
$2K ﹤0.01%
132
+69
+110% +$1.35K
WHG icon
729
Westwood Holdings Group
WHG
$184M
$2K ﹤0.01%
+86
New +$2.61K
YELP icon
730
CALL
Yelp
YELP
$1.32B
$2K ﹤0.01%
+75
New +$2.59K
PRTK
731
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$2K ﹤0.01%
500
– –
CDR
732
DELISTED
Cedar Realty Trust, Inc
CDR
$2K ﹤0.01%
106
-30
-22% -$507
NEV
733
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$2K ﹤0.01%
172
+10
+6% +$146
JCO
734
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$2K ﹤0.01%
258
+177
+219% +$1.72K
MYJ
735
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$2K ﹤0.01%
172
+10
+6% +$152
NXQ
736
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$2K ﹤0.01%
172
+10
+6% +$145
NXR
737
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$2K ﹤0.01%
172
+10
+6% +$158
XEC
738
DELISTED
CIMAREX ENERGY CO
XEC
$2K ﹤0.01%
+50
New +$2.37K
BPYU
739
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$2K ﹤0.01%
100
-3,900
-98% -$75.3K
APHA
740
CALL
DELISTED
Aphria Inc. Common Shares
APHA
$2K ﹤0.01%
+555
New +$3.53K
NMY
741
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$2K ﹤0.01%
172
-4,990
-97% -$66.1K
QEP
742
PUT
DELISTED
QEP RESOURCES, INC.
QEP
$2K ﹤0.01%
+600
New +$2.86K
BAF
743
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$2K ﹤0.01%
172
+10
+6% +$143
MUH
744
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$2K ﹤0.01%
172
+10
+6% +$153
NUM
745
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$2K ﹤0.01%
172
-684
-80% -$9.58K
CXO
746
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
$2K ﹤0.01%
+30
New +$2.44K
HYACU
747
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$2K ﹤0.01%
200
– –
KYN.PRF.CL
748
DELISTED
Kayne Anderson MLP/Midstream Investment Company 3.500% Series F Mandatory Redeemable Preferred Share
KYN.PRF.CL
$2K ﹤0.01%
+100
New +$2.51K
GYB.CL
749
DELISTED
Corporate Asset Backed Corp., CABCO Trust 2004-101 Goldman Sachs Float
GYB.CL
$2K ﹤0.01%
100
– –
CBM
750
PUT
DELISTED
Cambrex Corporation
CBM
$2K ﹤0.01%
+48
New +$2.57K
28 29
30
31 32

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ACP
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CC
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SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.