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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
701
Palo Alto Networks
PANW
$323B
– –
-280
Closed -$32K
PBF icon
702
PBF Energy
PBF
$8.81B
– –
-12,100
Closed -$647K
PDX
703
PIMCO Dynamic Income Strategy Fund
PDX
$972M
– –
-3,200
Closed -$63K
PFE icon
704
PUT
Pfizer
PFE
$153B
– –
-40
Closed -$1K
PLBY icon
705
Playboy Inc
PLBY
$149M
$0 ﹤0.01%
+1
New +$1
PLUG icon
706
CALL
Plug Power
PLUG
$3.21B
– –
-1,177
Closed -$8K
PMT
707
PennyMac Mortgage Investment
PMT
$828M
– –
-1,900
Closed -$23K
PNF
708
DELISTED
PIMCO New York Municipal Income Fund
PNF
$0 ﹤0.01%
100
– –
PRH
709
Prudential Financial Inc 5.950% Junior Subordinated Notes due 2062
PRH
$266M
– –
-2,200
Closed -$53K
PSNYW icon
710
Polestar Automotive Holding ADS Class C-1
PSNYW
$403M
$0 ﹤0.01%
13
– –
PW
711
Power REIT
PW
$2.93M
– –
-2,000
Closed -$23K
PYN
712
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$0 ﹤0.01%
100
– –
QQQX icon
713
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.52B
– –
-3,800
Closed -$85K
REG icon
714
Regency Centers
REG
$14.1B
– –
-10
Closed –
REM icon
715
iShares Mortgage Real Estate ETF
REM
$547M
– –
-1,000
Closed -$22K
REZ icon
716
iShares Residential and Multisector Real Estate ETF
REZ
$861M
– –
-200
Closed -$13K
RFL icon
717
Rafael Holdings
RFL
$102M
$0 ﹤0.01%
284
+61
+27% +$108
RGTI icon
718
Rigetti Computing
RGTI
$6.21B
$0 ﹤0.01%
+288
New +$328
RIG icon
719
Transocean
RIG
$6.39B
– –
-9,500
Closed -$77K
RIO icon
720
Rio Tinto
RIO
$160B
– –
-15,000
Closed -$954K
RMD icon
721
ResMed
RMD
$32.9B
– –
-34,200
Closed -$5.06M
ROKU icon
722
Roku
ROKU
$22.9B
– –
-4,467
Closed -$315K
RPD icon
723
Rapid7
RPD
$929M
$0 ﹤0.01%
10
– –
RRGB icon
724
Red Robin
RRGB
$183M
– –
-15,000
Closed -$120K
RUSHA icon
725
Rush Enterprises Class A
RUSHA
$9.62B
– –
-4,967
Closed -$202K
27 28
29
30 31

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CC
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SL
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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.