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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSYS icon
701
CALL
Stratasys
SSYS
$782M
$3K ﹤0.01%
150
– –
SWKS icon
702
PUT
Skyworks Solutions
SWKS
$10.3B
$3K ﹤0.01%
+25
New +$2.46K
UA icon
703
Under Armour Class C
UA
$2.23B
$3K ﹤0.01%
200
-100
-33% -$1.76K
USA icon
704
Liberty All-Star Equity Fund
USA
$1.87B
$3K ﹤0.01%
+455
New +$2.97K
VXX icon
705
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$145M
$3K ﹤0.01%
+3
New +$3.63K
SI
706
DELISTED
Silvergate Capital Corporation
SI
$3K ﹤0.01%
+250
New +$3.87K
GRUB
707
CALL
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$3K ﹤0.01%
+38
New +$3.48K
SAMAU
708
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$3K ﹤0.01%
300
-451
-60% -$4.71K
GRAF.U
709
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$3K ﹤0.01%
300
-200
-40% -$2.1K
ASFI
710
DELISTED
Asta Funding Inc
ASFI
$3K ﹤0.01%
+300
New +$2.71K
ACTTU
711
DELISTED
Act II Global Acquisition Corp Unit
ACTTU
$3K ﹤0.01%
300
– –
CGC
712
CALL
Canopy Growth
CGC
$422M
$2K ﹤0.01%
13
+8
+160% +$1.59K
DHT icon
713
CALL
DHT Holdings
DHT
$2.93B
$2K ﹤0.01%
+315
New +$2.33K
DMB
714
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$2K ﹤0.01%
+182
New +$2.6K
ELAN icon
715
Elanco Animal Health
ELAN
$11.4B
$2K ﹤0.01%
100
-8
-7% -$217
ERH
716
Allspring Utilities & High Income Fund
ERH
$103M
$2K ﹤0.01%
182
+10
+6% +$139
FISI icon
717
Financial Institutions
FISI
$821M
$2K ﹤0.01%
+91
New +$2.87K
FMN
718
Federated Hermes Premier Municipal Income Fund
FMN
$87.2M
$2K ﹤0.01%
+182
New +$2.56K
HD icon
719
Home Depot
HD
$353B
$2K ﹤0.01%
+10
New +$2.27K
LBTYK icon
720
Liberty Global Class C
LBTYK
$3.4B
$2K ﹤0.01%
100
-104,605
-100% -$2.35M
MS icon
721
CALL
Morgan Stanley
MS
$338B
$2K ﹤0.01%
+50
New +$2.37K
MU icon
722
PUT
Micron Technology
MU
$981B
$2K ﹤0.01%
+40
New +$1.91K
NXPI icon
723
CALL
NXP Semiconductors
NXPI
$59.6B
$2K ﹤0.01%
+17
New +$1.97K
PNI
724
PIMCO New York Municipal Income Fund II
PNI
$78M
$2K ﹤0.01%
182
+10
+6% +$119
REZI icon
725
CALL
Resideo Technologies
REZI
$3.67B
$2K ﹤0.01%
+250
New +$2.85K
27 28
29
30 31

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CC
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BCH
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.