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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEN icon
701
PUT
Gen Digital
GEN
$17.1B
$2K ﹤0.01%
+98
New +$2.29K
HYI
702
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$2K ﹤0.01%
172
+10
+6% +$152
ITB icon
703
PUT
iShares US Home Construction ETF
ITB
$2.35B
$2K ﹤0.01%
+56
New +$2.25K
LYFT icon
704
CALL
Lyft
LYFT
$6.25B
$2K ﹤0.01%
+68
New +$3.71K
MAR icon
705
Marriott International
MAR
$92.8B
$2K ﹤0.01%
22
-229
-91% -$30.4K
MDLZ icon
706
Mondelez International
MDLZ
$79.1B
$2K ﹤0.01%
49
-603
-92% -$33K
MHD icon
707
BlackRock MuniHoldings Fund
MHD
$606M
$2K ﹤0.01%
172
+10
+6% +$168
MIY icon
708
BlackRock MuniYield Michigan Quality Fund
MIY
$364M
$2K ﹤0.01%
172
+10
+6% +$141
MPA icon
709
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$145M
$2K ﹤0.01%
172
+10
+6% +$142
MS.PRE icon
710
Morgan Stanley Series E Preferred Stock
MS.PRE
$880M
$2K ﹤0.01%
92
– –
MUE
711
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$2K ﹤0.01%
172
+10
+6% +$127
MVT
712
DELISTED
BlackRock MuniVest Fund II
MVT
$2K ﹤0.01%
172
+10
+6% +$151
NAN icon
713
Nuveen New York Quality Municipal Income Fund
NAN
$372M
$2K ﹤0.01%
172
+10
+6% +$141
NAZ icon
714
Nuveen Arizona Quality Municipal Income Fund
NAZ
$160M
$2K ﹤0.01%
172
+10
+6% +$134
NCA icon
715
Nuveen California Municipal Value Fund
NCA
$304M
$2K ﹤0.01%
258
+15
+6% +$156
NFLX icon
716
PUT
Netflix
NFLX
$307B
$2K ﹤0.01%
80
-250
-76% -$7.82K
NKX icon
717
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$664M
$2K ﹤0.01%
172
+10
+6% +$151
NOW icon
718
CALL
ServiceNow
NOW
$128B
$2K ﹤0.01%
+50
New +$2.72K
NPV icon
719
Nuveen Virginia Quality Municipal Income Fund
NPV
$214M
$2K ﹤0.01%
172
+10
+6% +$135
NUW icon
720
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$2K ﹤0.01%
172
+10
+6% +$173
NXP icon
721
Nuveen Select Tax-Free Income Portfolio
NXP
$899M
$2K ﹤0.01%
172
+10
+6% +$156
PGP
722
PIMCO Global StockPLUS & Income Fund
PGP
$102M
$2K ﹤0.01%
258
+15
+6% +$179
PINS icon
723
CALL
Pinterest
PINS
$13B
$2K ﹤0.01%
+112
New +$3.35K
PNI
724
PIMCO New York Municipal Income Fund II
PNI
$77.9M
$2K ﹤0.01%
172
+10
+6% +$117
SCCO icon
725
CALL
Southern Copper
SCCO
$164B
$2K ﹤0.01%
+75
New +$2.35K
27 28
29
30 31

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KWM
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CC
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SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.