FIA

FNY Investment Advisers Portfolio holdings

AUM $164M

AUM

$164M

AUM Growth

-$29.1M (-15%)

Cap. Flow

+$60.4M

Cap. Flow % of AUM

36.92%

Top 10 Holdings %Top 10 Hldgs %

27.78%

Holding

1,060

New

367

Increased

107

Reduced

150

Closed

269

Top Buys

1	BECN Beacon Roofing Supply, Inc. BECN	$17.1M
2	Invesco QQQ Trust QQQ	$4M
3	AMPS Altus Power, Inc. AMPS	$3.28M
4	Amazon AMZN	$3.18M
5	Enstar Group ESGR	$2.99M

Top Sells

1	ASML ASML	$7.14M
2	Humana HUM	$7.1M
3	Franco-Nevada FNV	$2M
4	Juniper Networks JNPR	$1.94M
5	Qualcomm QCOM	$1.75M

Sector Composition

1	Technology	18.66%
2	Industrials	17.29%
3	Consumer Discretionary	10.4%
4	Financials	10.22%
5	Communication Services	6.25%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
701	ALTR 701 DELISTED Altair Engineering Inc. Class A Common Stock ALTR	$0	0%	0	–	–
702	EDR 702 DELISTED Endeavor Group Holdings, Inc. EDR	$0	0%	0 -3,070	Closed	–
703	SYRS 703 DELISTED Syros Pharmaceuticals, Inc. Common Stock SYRS	$0	0%	16,100 +11,000	+216%	–
704	ALTM 704 DELISTED Arcadium Lithium plc ALTM	$0	0%	0 -116,410	Closed	–
705	MTTR 705 DELISTED Matterport, Inc. Class A Common Stock MTTR	$0	0%	0 -105,000	Closed	–
706	HCP 706 DELISTED HashiCorp, Inc. Class A Common Stock HCP	$0	0%	0 -81,249	Closed	–
707	NKLA 707 DELISTED Nikola Corporation Common Stock NKLA	$0	0%	0 -15,000	Closed	–
708	CTV 708 DELISTED Innovid Corp. CTV	$0	0%	0 -105,300	Closed	–
709	SUM 709 DELISTED Summit Materials, Inc. Class A Common Stock SUM	$0	0%	0 -400	Closed	–
710	RVNC 710 DELISTED Revance Therapeutics, Inc. RVNC	$0	0%	0 -477,823	Closed	–
711	CDMO 711 DELISTED Avid Bioservices, Inc. Common Stock CDMO	$0	0%	0 -25,000	Closed	–
712	BMTX 712 DELISTED BM Technologies, Inc. BMTX	$0	0%	0 -125,000	Closed	–
713	B 713 DELISTED Barnes Group Inc. B	$0	0%	0	–	–
714	SMAR 714 DELISTED Smartsheet Inc. SMAR	$0	0%	0 -75,254	Closed	–
715	USAP 715 DELISTED Universal Stainless & Alloy USAP	$0	0%	0	–	–
716	PSTX 716 DELISTED Poseida Therapeutics, Inc. Common Stock PSTX	$0	0%	0 -1,200	Closed	–
717	CTLT 717 DELISTED CATALENT, INC. CTLT	$0	0%	0	–	–
718	LUXH 718 DELISTED LuxUrban Hotels Inc. Common Stock LUXH	$0	0%	0 -21,712	Closed	–
719	SAVE 719 DELISTED Spirit Airlines, Inc. SAVE	$0	0%	0	–	–
720	ME 720 DELISTED 23andMe Holding Co. Class A Common Stock ME	$0	0%	90 -7,910	-99%	–
721	MARK 721 DELISTED Remark Holdings, Inc. MARK	$0	0%	1,200	–	–
722	SALM 722 DELISTED Salem Media Group, Inc. Class A Common Stock SALM	$0	0%	0 -31,000	Closed	–
723	MRAI 723 DELISTED Marpai, Inc. Class A Common Stock MRAI	$0	0%	0 -20,500	Closed	–
724	SWI 724 DELISTED SolarWinds Corporation Common Stock SWI	$0	0%	0	–	–
725	FRE.PRV 725 DELISTED FEDERAL HOME LOAN MTG CORP 5.57% NON CUM PERPETUAL PFD STK FRE.PRV	$0	0%	0 -1,300	Closed	–