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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMT icon
676
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
– –
-100
Closed –
NMS icon
677
Nuveen Minnesota Quality Municipal Income Fund
NMS
$74.3M
– –
-50
Closed –
NNY icon
678
Nuveen New York Municipal Value Fund
NNY
$158M
– –
-300
Closed -$2K
NOVA
679
DELISTED
Sunnova Energy
NOVA
– –
-1,000
Closed -$10K
NPCT icon
680
Nuveen Core Plus Impact Fund
NPCT
$283M
– –
-600
Closed -$5K
NPFD icon
681
Nuveen Variable Rate Preferred & Income Fund
NPFD
$453M
– –
-700
Closed -$10K
NPV icon
682
Nuveen Virginia Quality Municipal Income Fund
NPV
$216M
– –
-200
Closed -$1K
NQP
683
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-600
Closed -$6K
NRK icon
684
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$929M
– –
-1,100
Closed -$10K
NUV icon
685
Nuveen Municipal Value Fund
NUV
$1.9B
– –
-400
Closed -$3K
NUW icon
686
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
– –
-100
Closed -$1K
NVG icon
687
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
– –
-3,800
Closed -$39K
NVO
688
Novo Nordisk
NVO
$203B
– –
-3,000
Closed -$272K
NVS icon
689
Novartis
NVS
$288B
– –
-4,000
Closed -$386K
NXC
690
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
– –
-100
Closed -$1K
NXJ
691
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
– –
-500
Closed -$5K
NXN
692
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
– –
-100
Closed -$1K
NXP icon
693
Nuveen Select Tax-Free Income Portfolio
NXP
$904M
– –
-200
Closed -$2K
NZF icon
694
Nuveen Municipal Credit Income Fund
NZF
$2.45B
– –
-1,600
Closed -$16K
ODD icon
695
ODDITY Tech
ODD
$608M
– –
-165
Closed -$4K
OEF icon
696
iShares S&P 100 ETF
OEF
$20.6B
– –
-400
Closed -$80K
OGI
697
Organigram Holdings
OGI
$177M
$0 ﹤0.01%
125
– –
OMEX icon
698
Odyssey Marine Exploration
OMEX
$53.7M
– –
-12,085
Closed -$45K
OTLY
699
Oatly Group
OTLY
$440M
– –
-13
Closed -$214
OUST icon
700
Ouster
OUST
$3.28B
$0 ﹤0.01%
100
– –
26 27
28
29 30

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FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.