We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+7.53%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$71.6M
AUM Growth
-$72.7M
Cap. Flow
-$111M
Cap. Flow %
-155.21%
Top 10 Hldgs %
33.28%
Holding
946
New
238
Increased
94
Reduced
99
Closed
377

Top Buys

Rank Stock Value
1
VMW
VMware, Inc
VMW
+$2.77M
2
AMZN icon
Amazon
AMZN
+$2.03M
3
CMBT
CMB.TECH NV
CMBT
+$1.94M
4
VIVO
Meridian Bioscience Inc
VIVO
+$1.64M
5
LI icon
Li Auto
LI
+$1.4M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$40M
2
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$20.2M
3
AVLR
Avalara, Inc.
AVLR
+$7.35M
4
HLN icon
Haleon
HLN
+$5.98M
5
ABB
ABB Ltd
ABB
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 18.84%
2 Consumer Discretionary 14.54%
3 Financials 13.96%
4 Industrials 12.93%
5 Communication Services 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUST icon
676
Ouster
OUST
$3.33B
$0 ﹤0.01%
100
+80
+400% +$871
PBHC icon
677
Pathfinder Bancorp
PBHC
$102M
– –
-2,385
Closed -$48K
PCN
678
PIMCO Corporate & Income Strategy Fund
PCN
$891M
– –
-700
Closed -$8K
PCQ
679
Pimco California Municipal Income Fund
PCQ
$168M
– –
-200
Closed -$2K
PDI icon
680
PIMCO Dynamic Income Fund
PDI
$7.42B
– –
-5,900
Closed -$114K
PDO
681
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
– –
-1,200
Closed -$15K
PENN icon
682
PENN Entertainment
PENN
$2.57B
– –
-376
Closed -$10K
PET
683
DELISTED
Wag!
PET
$0 ﹤0.01%
30
-400
-93% -$1.12K
PFE icon
684
PUT
Pfizer
PFE
$150B
– –
-40
Closed -$1K
PFS icon
685
Provident Financial Services
PFS
$3.24B
– –
-8,500
Closed -$165K
PGRE
686
CALL
DELISTED
Paramount Group
PGRE
– –
-181
Closed -$1K
PHG icon
687
Philips
PHG
$26.2B
– –
-99,269
Closed -$1.31M
PLTK icon
688
Playtika
PLTK
$904M
– –
-225,000
Closed -$2.11M
PNF
689
DELISTED
PIMCO New York Municipal Income Fund
PNF
$0 ﹤0.01%
100
– –
PSLV icon
690
Sprott Physical Silver Trust
PSLV
$13.6B
– –
-25,968
Closed -$171K
PTON icon
691
Peloton Interactive
PTON
$2.38B
– –
-56,550
Closed -$542K
PWOD
692
DELISTED
Penns Woods Bancorp
PWOD
– –
-6,984
Closed -$160K
PYN
693
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$0 ﹤0.01%
100
– –
PYPL icon
694
CALL
PayPal
PYPL
$50.6B
– –
-25
Closed -$2K
QQQ icon
695
CALL
Invesco QQQ Trust
QQQ
$481B
– –
-130
Closed -$34K
QQQ icon
696
Invesco QQQ Trust
QQQ
$481B
– –
-3,123
Closed -$864K
QQQ icon
697
PUT
Invesco QQQ Trust
QQQ
$481B
– –
-12
Closed -$3K
QQQX icon
698
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.51B
– –
-3,800
Closed -$77K
R icon
699
CALL
Ryder
R
$10.1B
– –
-40
Closed -$3K
RFL icon
700
Rafael Holdings
RFL
$103M
$0 ﹤0.01%
243
+76
+46% +$139
26 27
28
29 30

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q4 2022 Portfolio in Review

As of Q4 2022, FNY Investment Advisers held 946 positions worth $71.6M, down 50% from $144M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

FNY Investment Advisers withdrew a net $111M in Q4 2022, closing 377 positions and reducing 99 holdings. Its most notable exit was Change Healthcare Inc. Common Stock, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 32% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, FNY Investment Advisers opened a new position in Amazon worth $1.73M.

  • FNY Investment Advisers's largest Q4 2022 buy was Amazon: 20,538 shares worth $1.73M.
  • FNY Investment Advisers added most to VMware, Inc in Q4 2022, an estimated $2.77M increase.
  • FNY Investment Advisers's biggest Q4 2022 reduction was Biohaven Pharmaceutical Holding Company Ltd., cutting an estimated $40M.
  • FNY Investment Advisers fully exited Change Healthcare Inc. Common Stock in Q4 2022, selling an estimated $20.2M.
  • FNY Investment Advisers's ten largest holdings make up 33% of its $71.6M portfolio in Q4 2022.
  • FNY Investment Advisers opened 238 new positions and closed 377 in Q4 2022.
  • FNY Investment Advisers's portfolio value fell 50% quarter-over-quarter to $71.6M.

Based on FNY Investment Advisers's 13F filing for Q4 2022, filed 10 Jan 2023.