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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCOR icon
676
Fidelity Corporate Bond ETF
FCOR
$352M
$4K ﹤0.01%
+91
New +$4.82K
INTC icon
677
PUT
Intel
INTC
$493B
$4K ﹤0.01%
+70
New +$3.92K
JD icon
678
JD.com
JD
$43.1B
$4K ﹤0.01%
125
+62
+98% +$2K
KB icon
679
KB Financial Group
KB
$41.3B
$4K ﹤0.01%
99
– –
LW icon
680
Lamb Weston
LW
$7.23B
$4K ﹤0.01%
+50
New +$4.03K
NXPI icon
681
PUT
NXP Semiconductors
NXPI
$59.6B
$4K ﹤0.01%
+38
New +$4.41K
OR icon
682
CALL
OR Royalties Inc
OR
$6.31B
$4K ﹤0.01%
+465
New +$4.24K
PFLT icon
683
PennantPark Floating Rate Capital
PFLT
$743M
$4K ﹤0.01%
364
-20,202
-98% -$240K
PMX
684
DELISTED
PIMCO Municipal Income Fund III
PMX
$4K ﹤0.01%
364
+20
+6% +$253
PZC
685
DELISTED
PIMCO California Municipal Income Fund III
PZC
$4K ﹤0.01%
364
-480
-57% -$5.47K
QRVO icon
686
PUT
Qorvo
QRVO
$8.53B
$4K ﹤0.01%
+35
New +$3.38K
VBF icon
687
Invesco Bond Fund
VBF
$168M
$4K ﹤0.01%
199
-3,156
-94% -$63.3K
TEN.PRE
688
Tsakos Energy Navigation Ltd Series E Preferred Shares
TEN.PRE
$124M
$4K ﹤0.01%
200
– –
NBSE
689
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$4K ﹤0.01%
33
-832
-96% -$97.6K
TECD
690
PUT
DELISTED
Tech Data Corp
TECD
$4K ﹤0.01%
+32
New +$4.12K
CARV
691
DELISTED
Carver Bancorp
CARV
$3K ﹤0.01%
1,500
-500
-25% -$1.42K
CRIS icon
692
Curis
CRIS
$4.83M
$3K ﹤0.01%
5
– –
CRON
693
Cronos Group
CRON
$1.13B
$3K ﹤0.01%
+400
New +$3.06K
EC icon
694
Ecopetrol
EC
$35B
$3K ﹤0.01%
+182
New +$3.35K
INSG icon
695
Inseego
INSG
$84.9M
$3K ﹤0.01%
50
-5,107
-99% -$295K
KHC icon
696
CALL
Kraft Heinz
KHC
$29.2B
$3K ﹤0.01%
+100
New +$3.03K
LOVE
697
CALL
LoveSac
LOVE
$258M
$3K ﹤0.01%
246
+164
+200% +$2.56K
MAC icon
698
CALL
Macerich
MAC
$6.96B
$3K ﹤0.01%
+140
New +$3.85K
OXSQ icon
699
Oxford Square Capital
OXSQ
$155M
$3K ﹤0.01%
+675
New +$3.73K
PCQ
700
Pimco California Municipal Income Fund
PCQ
$168M
$3K ﹤0.01%
182
+10
+6% +$200
26 27
28
29 30

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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.