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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XGN icon
676
Exagen
XGN
$159M
$3K ﹤0.01%
+200
New +$3.23K
MYC
677
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$3K ﹤0.01%
258
+15
+6% +$215
JHB
678
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$3K ﹤0.01%
344
+20
+6% +$198
LVGO
679
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$3K ﹤0.01%
+200
New +$6.05K
ACTTU
680
DELISTED
Act II Global Acquisition Corp Unit
ACTTU
$3K ﹤0.01%
300
– –
BLPH
681
DELISTED
Bellerophon Therapeutics, Inc.
BLPH
$3K ﹤0.01%
453
– –
PVTL
682
CALL
DELISTED
Pivotal Software, Inc.
PVTL
$3K ﹤0.01%
233
+133
+133% +$1.63K
BPL
683
CALL
DELISTED
Buckeye Partners, L.P.
BPL
$3K ﹤0.01%
80
-75
-48% -$3.09K
BPL
684
PUT
DELISTED
Buckeye Partners, L.P.
BPL
$3K ﹤0.01%
75
+25
+50% +$1.03K
MDSO
685
PUT
DELISTED
Medidata Solutions, Inc.
MDSO
$3K ﹤0.01%
+37
New +$3.38K
BID
686
CALL
DELISTED
Sotheby's
BID
$3K ﹤0.01%
+70
New +$4.05K
MYF
687
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$3K ﹤0.01%
258
+15
+6% +$216
NID
688
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$3K ﹤0.01%
258
+15
+6% +$204
ADVM
689
CALL
DELISTED
Adverum Biotechnologies
ADVM
$2K ﹤0.01%
+44
New +$4.96K
AMD icon
690
CALL
Advanced Micro Devices
AMD
$789B
$2K ﹤0.01%
+81
New +$2.54K
BKN
691
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$2K ﹤0.01%
172
-8,237
-98% -$128K
BOX icon
692
CALL
Box
BOX
$4.66B
$2K ﹤0.01%
+150
New +$2.41K
BTA
693
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$2K ﹤0.01%
172
+10
+6% +$128
BYND icon
694
PUT
Beyond Meat
BYND
$210M
$2K ﹤0.01%
+15
New +$2.47K
CME icon
695
PUT
CME Group
CME
$96.1B
$2K ﹤0.01%
+10
New +$2.09K
COHR icon
696
CALL
Coherent
COHR
$64B
$2K ﹤0.01%
+80
New +$3.05K
CRON
697
PUT
Cronos Group
CRON
$1.16B
$2K ﹤0.01%
+225
New +$2.88K
EBAY icon
698
eBay
EBAY
$46.5B
$2K ﹤0.01%
58
-337
-85% -$13.5K
ELAN icon
699
Elanco Animal Health
ELAN
$11.2B
$2K ﹤0.01%
108
+100
+1,250% +$3K
ERH
700
Allspring Utilities & High Income Fund
ERH
$103M
$2K ﹤0.01%
172
+10
+6% +$132
26 27
28
29 30

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ACP
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CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return
HCM
Hall Capital Management Barrington, Rhode Island $280M AUM 14.82% 1-Year Est. Return
EFP
Envision Financial Planning Memphis, Tennessee $276M AUM 10.87% 1-Year Est. Return

FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.