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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$177M
Cap. Flow
+$173M
Cap. Flow %
40.29%
Top 10 Hldgs %
50.45%
Holding
1,542
New
464
Increased
159
Reduced
114
Closed
631

Top Buys

Rank Stock Value
1
AIMC
Altra Industrial Motion Corp
AIMC
+$41.8M
2
AET
Aetna Inc
AET
+$40.8M
3
ESRX
Express Scripts Holding Company
ESRX
+$19.5M
4
FTV icon
Fortive
FTV
+$14.9M
5
KLXI
KLX Inc.
KLXI
+$13.1M

Top Sells

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$21.2M
2
CAVM
Cavium, Inc.
CAVM
+$14.1M
3
PRSP
Perspecta Inc. Common Stock
PRSP
+$8.25M
4
GGP
GGP Inc.
GGP
+$7M
5
XL
XL Group Ltd.
XL
+$5.4M

Sector Composition

Rank Sector Weight
1 Technology 17.72%
2 Financials 16.91%
3 Healthcare 13.32%
4 Industrials 7.14%
5 Consumer Discretionary 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHX
676
DELISTED
Athersys, Inc. Common Stock
ATHX
$3K ﹤0.01%
60
– –
AKRX
677
CALL
DELISTED
Akorn Inc
AKRX
$3K ﹤0.01%
247
-1,449
-85% -$23.8K
USG
678
PUT
DELISTED
Usg
USG
$3K ﹤0.01%
87
-98
-53% -$4.23K
KMG
679
DELISTED
KMG Chemicals Inc
KMG
$3K ﹤0.01%
45
– –
ATVI
680
CALL
DELISTED
Activision Blizzard
ATVI
$3K ﹤0.01%
44
+4
+10% +$303
JSD
681
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3K ﹤0.01%
180
– –
JTA
682
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$3K ﹤0.01%
270
– –
AAL icon
683
CALL
American Airlines Group
AAL
$9.97B
$2K ﹤0.01%
50
+20
+67% +$782
BLRX
684
BioLineRX
BLRX
$11.8M
$2K ﹤0.01%
3
– –
BRW
685
Saba Capital Income & Opportunities Fund
BRW
$335M
$2K ﹤0.01%
+300
New +$2.99K
BBBY
686
CALL
Bed Bath & Beyond
BBBY
$423M
$2K ﹤0.01%
+133
New +$3.28K
CATO icon
687
Cato Corp
CATO
$66.7M
$2K ﹤0.01%
129
+91
+239% +$2.11K
CL icon
688
PUT
Colgate-Palmolive
CL
$74.1B
$2K ﹤0.01%
30
-245
-89% -$16.3K
COTY icon
689
CALL
Coty
COTY
$2.42B
$2K ﹤0.01%
+170
New +$2.2K
CPRI icon
690
PUT
Capri Holdings
CPRI
$1.77B
$2K ﹤0.01%
+35
New +$2.45K
CTBI icon
691
Community Trust Bancorp
CTBI
$1.44B
$2K ﹤0.01%
45
– –
DAL icon
692
PUT
Delta Air Lines
DAL
$60B
$2K ﹤0.01%
50
-20
-29% -$1.1K
EAD
693
Allspring Income Opportunities Fund
EAD
$377M
$2K ﹤0.01%
270
– –
GDO
694
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$2K ﹤0.01%
180
– –
GM icon
695
CALL
General Motors
GM
$75.8B
$2K ﹤0.01%
+83
New +$3.06K
HWM icon
696
CALL
Howmet Aerospace
HWM
$113B
$2K ﹤0.01%
+156
New +$2.48K
IPG
697
CALL
DELISTED
Interpublic Group of Companies
IPG
$2K ﹤0.01%
+100
New +$2.26K
JGH icon
698
Nuveen Global High Income Fund
JGH
$356M
$2K ﹤0.01%
180
– –
JLS icon
699
Nuveen Mortgage and Income Fund
JLS
$95.3M
$2K ﹤0.01%
90
– –
JRI icon
700
Nuveen Real Asset Income & Growth Fund
JRI
$348M
$2K ﹤0.01%
180
– –
26 27
28
29 30

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SL
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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2018 Portfolio in Review

As of Q3 2018, FNY Investment Advisers held 1,542 positions worth $428M, up 70% from $251M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers deployed $173M of net new capital in Q3 2018, opening 464 new positions and adding to 159 existing holdings. Its largest new stake was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Perspecta Inc. Common Stock, an estimated $8.25M trimmed.

  • FNY Investment Advisers's largest Q3 2018 buy was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.
  • FNY Investment Advisers added most to Aetna Inc in Q3 2018, an estimated $40.8M increase.
  • FNY Investment Advisers's biggest Q3 2018 reduction was Perspecta Inc. Common Stock, cutting an estimated $8.25M.
  • FNY Investment Advisers fully exited Keurig Dr Pepper in Q3 2018, selling an estimated $21.2M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $428M portfolio in Q3 2018.
  • FNY Investment Advisers opened 464 new positions and closed 631 in Q3 2018.
  • FNY Investment Advisers's portfolio value rose 70% quarter-over-quarter to $428M.

Based on FNY Investment Advisers's 13F filing for Q3 2018, filed 29 Oct 2018.