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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUA icon
651
BlackRock MuniAssets Fund
MUA
$521M
– –
-800
Closed -$7K
MUE
652
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
– –
-300
Closed -$2K
MUJ icon
653
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$657M
– –
-300
Closed -$3K
MVT
654
DELISTED
BlackRock MuniVest Fund II
MVT
– –
-400
Closed -$3K
MYD
655
DELISTED
BlackRock MuniYield Fund
MYD
– –
-500
Closed -$4K
MYI icon
656
BlackRock MuniYield Quality Fund III
MYI
$717M
– –
-1,200
Closed -$11K
MYN icon
657
BlackRock MuniYield New York Quality Fund
MYN
$376M
– –
-500
Closed -$4K
NAC icon
658
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
– –
-2,000
Closed -$19K
NAD icon
659
Nuveen Quality Municipal Income Fund
NAD
$2.75B
– –
-1,800
Closed -$18K
NAN icon
660
Nuveen New York Quality Municipal Income Fund
NAN
$373M
– –
-500
Closed -$4K
NAZ icon
661
Nuveen Arizona Quality Municipal Income Fund
NAZ
$160M
– –
-100
Closed –
NBB icon
662
Nuveen Taxable Municipal Income Fund
NBB
$456M
– –
-1,000
Closed -$14K
NCA icon
663
Nuveen California Municipal Value Fund
NCA
$303M
– –
-500
Closed -$4K
NDMO icon
664
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$604M
– –
-600
Closed -$5K
NEA icon
665
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
– –
-4,400
Closed -$42K
NEE icon
666
CALL
NextEra Energy
NEE
$179B
– –
-20
Closed -$1K
NEE icon
667
NextEra Energy
NEE
$179B
– –
-50
Closed -$2K
NEE.PRR
668
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
– –
-1,800
Closed -$68K
NFLX icon
669
Netflix
NFLX
$309B
– –
-4,190
Closed -$158K
NG icon
670
NovaGold Resources
NG
$3.45B
$0 ﹤0.01%
90
+30
+50% +$113
NIM icon
671
Nuveen Select Maturities Municipal Fund
NIM
$116M
– –
-100
Closed –
NKX icon
672
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$664M
– –
-900
Closed -$9K
NLOP
673
Net Lease Office Properties
NLOP
$171M
$0 ﹤0.01%
+30
New +$499
NMAI icon
674
Nuveen Multi-Asset Income Fund
NMAI
$497M
– –
-3,000
Closed -$33K
NMCO icon
675
Nuveen Municipal Credit Opportunities Fund
NMCO
$583M
– –
-800
Closed -$7K
25 26
27
28 29

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BCH
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RFA
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FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.