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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLNG.PRB
651
DELISTED
Dynagas LNG Partners LP 8.75% Series B Fixed to Floating Rate Cumulative Redeemable Perpetual Preferred Units, liquidation preference $25.00 per Unit
DLNG.PRB
$6K ﹤0.01%
347
-2,000
-85% -$40.9K
FCX icon
652
Freeport-McMoran
FCX
$96.4B
$6K ﹤0.01%
500
-9,950
-95% -$109K
KELYB
653
Kelly Services Class B
KELYB
$792M
$6K ﹤0.01%
291
+110
+61% +$2.39K
MU icon
654
CALL
Micron Technology
MU
$981B
$6K ﹤0.01%
+125
New +$5.97K
PCN
655
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$6K ﹤0.01%
364
-1,980
-84% -$37.3K
RUSHA icon
656
Rush Enterprises Class A
RUSHA
$9.52B
$6K ﹤0.01%
315
-2,048
-87% -$39.9K
VTRS icon
657
CALL
Viatris
VTRS
$18.7B
$6K ﹤0.01%
340
+208
+158% +$3.87K
ESBK
658
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$6K ﹤0.01%
+400
New +$5.9K
BELFA icon
659
Bel Fuse Inc Class A
BELFA
$3.38B
$5K ﹤0.01%
371
+356
+2,373% +$4.97K
DLTR icon
660
Dollar Tree
DLTR
$24.6B
$5K ﹤0.01%
+55
New +$5.77K
DXJ icon
661
PUT
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$5K ﹤0.01%
+100
New +$5.34K
EAT icon
662
Brinker International
EAT
$9.49B
$5K ﹤0.01%
135
– –
GS icon
663
CALL
Goldman Sachs
GS
$301B
$5K ﹤0.01%
+24
New +$5.21K
PPT
664
Franklin Premier Income Trust
PPT
$332M
$5K ﹤0.01%
1,092
+60
+6% +$323
SPT icon
665
Sprout Social
SPT
$600M
$5K ﹤0.01%
+350
New +$5.68K
WTRG icon
666
Essential Utilities
WTRG
$11.4B
$5K ﹤0.01%
126
– –
XXII
667
22nd Century Group
XXII
$1.52M
– –
0
– –
SNP
668
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$5K ﹤0.01%
99
– –
AMRB
669
DELISTED
American River Bankshares
AMRB
$5K ﹤0.01%
338
-11,608
-97% -$169K
SMMCU
670
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$5K ﹤0.01%
496
-122
-20% -$1.25K
S
671
DELISTED
Sprint Corporation
S
$5K ﹤0.01%
+1,100
New +$6.45K
FTNW
672
DELISTED
FTE Networks, Inc.
FTNW
$5K ﹤0.01%
+4,000
New +$5.38K
BRBR icon
673
BellRing Brands
BRBR
$1.34B
$4K ﹤0.01%
+200
New +$3.92K
BZUN
674
Baozun
BZUN
$169M
$4K ﹤0.01%
+150
New +$5.95K
CTBI icon
675
Community Trust Bancorp
CTBI
$1.42B
$4K ﹤0.01%
91
+5
+6% +$222
25 26
27
28 29

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CC
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BCH
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.