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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
651
CALL
Boeing
BA
$184B
$3K ﹤0.01%
+10
New +$3.58K
BANC icon
652
Banc of California
BANC
$3.09B
$3K ﹤0.01%
258
-406
-61% -$5.86K
BFZ
653
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$3K ﹤0.01%
258
-5,278
-95% -$71.7K
BIIB icon
654
Biogen
BIIB
$30.1B
$3K ﹤0.01%
13
-75
-85% -$17.5K
BLE
655
DELISTED
BlackRock Municipal Income Trust II
BLE
$3K ﹤0.01%
258
+15
+6% +$225
BYM
656
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$3K ﹤0.01%
258
+15
+6% +$211
BYND icon
657
Beyond Meat
BYND
$215M
$3K ﹤0.01%
+25
New +$4.12K
CTBI icon
658
Community Trust Bancorp
CTBI
$1.42B
$3K ﹤0.01%
86
+5
+6% +$205
DLTR icon
659
PUT
Dollar Tree
DLTR
$24.6B
$3K ﹤0.01%
+30
New +$3.14K
EWH icon
660
PUT
iShares MSCI Hong Kong ETF
EWH
$1.21B
$3K ﹤0.01%
+150
New +$3.64K
GNW icon
661
PUT
Genworth Financial
GNW
$3.7B
$3K ﹤0.01%
+705
New +$2.94K
KB icon
662
KB Financial Group
KB
$41.3B
$3K ﹤0.01%
99
– –
KELYB
663
Kelly Services Class B
KELYB
$792M
$3K ﹤0.01%
181
-1,209
-87% -$32.6K
MMU
664
Western Asset Managed Municipals Fund
MMU
$552M
$3K ﹤0.01%
258
+15
+6% +$213
MQT
665
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$3K ﹤0.01%
258
+15
+6% +$193
MQY icon
666
BlackRock MuniYield Quality Fund
MQY
$814M
$3K ﹤0.01%
258
-641
-71% -$9.5K
MVF
667
DELISTED
BlackRock MuniVest Fund
MVF
$3K ﹤0.01%
430
+25
+6% +$233
MYD
668
DELISTED
BlackRock MuniYield Fund
MYD
$3K ﹤0.01%
258
+15
+6% +$221
NCV
669
Virtus Convertible & Income Fund
NCV
$393M
$3K ﹤0.01%
172
+10
+6% +$229
PCQ
670
Pimco California Municipal Income Fund
PCQ
$168M
$3K ﹤0.01%
172
+10
+6% +$195
PHM icon
671
PUT
Pultegroup
PHM
$25.2B
$3K ﹤0.01%
+107
New +$3.56K
SSYS icon
672
CALL
Stratasys
SSYS
$782M
$3K ﹤0.01%
+150
New +$3.79K
STLA icon
673
Stellantis
STLA
$20.5B
$3K ﹤0.01%
+300
New +$4.01K
T icon
674
CALL
AT&T
T
$168B
$3K ﹤0.01%
+132
New +$3.5K
WW
675
DELISTED
WW International
WW
$3K ﹤0.01%
+100
New +$2.82K
25 26
27
28 29

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BCH
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.