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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPE icon
626
Hewlett Packard
HPE
$72B
$9K ﹤0.01%
586
– –
MJ icon
627
CALL
Amplify Alternative Harvest ETF
MJ
$109M
$9K ﹤0.01%
+48
New +$10.6K
OXY icon
628
PUT
Occidental Petroleum
OXY
$59B
$9K ﹤0.01%
+240
New +$9.61K
PMF
629
DELISTED
PIMCO Municipal Income Fund
PMF
$9K ﹤0.01%
637
+35
+6% +$532
SAGE
630
DELISTED
Sage Therapeutics
SAGE
$9K ﹤0.01%
+129
New +$15.9K
SHAK icon
631
CALL
Shake Shack
SHAK
$2.9B
$9K ﹤0.01%
+155
New +$11.1K
TLRY icon
632
CALL
Tilray
TLRY
$651M
$9K ﹤0.01%
+55
New +$11.4K
CADE
633
DELISTED
Cadence Bank
CADE
$8K ﹤0.01%
+273
New +$8.43K
CRK icon
634
Comstock Resources
CRK
$4.23B
$8K ﹤0.01%
+1,000
New +$6.98K
DMF
635
DELISTED
BNY Mellon Municipal Income
DMF
$8K ﹤0.01%
+900
New +$8.05K
EOD
636
Allspring Global Dividend Opportunity Fund
EOD
$287M
$8K ﹤0.01%
1,456
+80
+6% +$439
FRO icon
637
CALL
Frontline
FRO
$8.49B
$8K ﹤0.01%
626
+156
+33% +$1.7K
PSV
638
DELISTED
Hermitage Offshore Services Ltd.
PSV
$8K ﹤0.01%
+8,286
New +$9.02K
BP icon
639
BP
BP
$111B
$7K ﹤0.01%
+200
New +$7.59K
FDX icon
640
CALL
FedEx
FDX
$76.3B
$7K ﹤0.01%
+50
New +$7.71K
PFE icon
641
Pfizer
PFE
$152B
$7K ﹤0.01%
+211
New +$7.52K
PINE
642
Alpine Income Property Trust
PINE
$346M
$7K ﹤0.01%
+400
New +$7.53K
PMO
643
Franklin Municipal Opportunities Trust
PMO
$285M
$7K ﹤0.01%
546
+30
+6% +$394
TBT icon
644
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$308M
$7K ﹤0.01%
300
-1,900
-86% -$48.5K
TRST
645
Trustco Bank Corp NY
TRST
$953M
$7K ﹤0.01%
182
+10
+6% +$428
UVSP icon
646
Univest Financial
UVSP
$1.18B
$7K ﹤0.01%
273
+15
+6% +$388
VXX icon
647
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$145M
$7K ﹤0.01%
8
-265
-97% -$321K
BABA icon
648
CALL
Alibaba
BABA
$306B
$6K ﹤0.01%
30
+22
+275% +$4.13K
CAN
649
Canaan Creative
CAN
$150M
$6K ﹤0.01%
+1,000
New +$6.7K
CLM icon
650
Cornerstone Strategic Value Fund
CLM
$2.25B
$6K ﹤0.01%
+549
New +$6.05K
24 25
26
27 28

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BCH
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.