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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYE icon
601
iShares US Energy ETF
IYE
$1.8B
– –
-400
Closed -$18K
IYF icon
602
iShares US Financials ETF
IYF
$4.41B
– –
-200
Closed -$14K
IYG icon
603
iShares US Financial Services ETF
IYG
$2.22B
– –
-300
Closed -$15K
IYJ icon
604
iShares US Industrials ETF
IYJ
$1.96B
– –
-100
Closed -$10K
IYM icon
605
iShares US Basic Materials ETF
IYM
$1.02B
– –
-100
Closed -$12K
IYT icon
606
iShares US Transportation ETF
IYT
$2.27B
– –
-800
Closed -$46K
IYY icon
607
iShares Dow Jones US ETF
IYY
$3.07B
– –
-300
Closed -$31K
IYZ icon
608
iShares US Telecommunications ETF
IYZ
$1.26B
– –
-300
Closed -$6K
JCE icon
609
Nuveen Core Equity Alpha Fund
JCE
$293M
– –
-3,300
Closed -$41K
JFR icon
610
Nuveen Floating Rate Income Fund
JFR
$1.25B
– –
-1,200
Closed -$9K
JGH icon
611
Nuveen Global High Income Fund
JGH
$357M
– –
-500
Closed -$5K
JMIA
612
Jumia Technologies
JMIA
$793M
– –
-25,000
Closed -$66K
JMM icon
613
Nuveen Multi-Market Income Fund
JMM
$55M
– –
-50
Closed –
JPC icon
614
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-3,000
Closed -$18K
JPI
615
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-600
Closed -$10K
JQC icon
616
Nuveen Credit Strategies Income Fund
JQC
$717M
– –
-1,800
Closed -$9K
JRI icon
617
Nuveen Real Asset Income & Growth Fund
JRI
$349M
– –
-700
Closed -$7K
JRS icon
618
Nuveen Real Estate Income Fund
JRS
$243M
– –
-2,400
Closed -$16K
K
619
DELISTED
Kellanova
K
– –
-112,464
Closed -$5.9M
NXDR
620
Nextdoor Holdings
NXDR
$986M
– –
-35,000
Closed -$63K
KO icon
621
Coca-Cola
KO
$373B
– –
-48,500
Closed -$2.71M
KVUE icon
622
CALL
Kenvue
KVUE
$36.5B
– –
-200
Closed -$4K
KVUE icon
623
PUT
Kenvue
KVUE
$36.5B
– –
-50
Closed -$1K
KVYO icon
624
Klaviyo
KVYO
$4.91B
– –
-220
Closed -$7K
LEA icon
625
Lear
LEA
$8.07B
– –
-200
Closed -$26K
23 24
25
26 27

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BCH
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RFA
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FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.