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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNN icon
601
NNN REIT
NNN
$8.71B
$12K ﹤0.01%
239
+25
+12% +$1.39K
PML
602
PIMCO Municipal Income Fund II
PML
$496M
$12K ﹤0.01%
819
+45
+6% +$706
RNST icon
603
Renasant Corp
RNST
$3.92B
$12K ﹤0.01%
+364
New +$12.8K
UVXY icon
604
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$287M
– –
-4
Closed -$184K
CEMI
605
DELISTED
Chembio diagnostics, Inc.
CEMI
$12K ﹤0.01%
2,659
-924
-26% -$4.5K
AVB icon
606
AvalonBay Communities
AVB
$26B
$11K ﹤0.01%
56
-330
-85% -$70.7K
FMS icon
607
CALL
Fresenius Medical Care
FMS
$12.7B
$11K ﹤0.01%
+300
New +$10.6K
IPHA
608
Innate Pharma
IPHA
$202M
$11K ﹤0.01%
+1,795
New +$11K
TTE icon
609
TotalEnergies
TTE
$195B
$11K ﹤0.01%
200
– –
CHNG
610
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$11K ﹤0.01%
+700
New +$9.39K
GLOG
611
DELISTED
GASLOG LTD
GLOG
$11K ﹤0.01%
+1,221
New +$13.9K
RLH
612
DELISTED
Red Lions Hotel Corporation
RLH
$11K ﹤0.01%
3,100
-26,900
-90% -$126K
GMHIU
613
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
$11K ﹤0.01%
1,100
– –
SPAQ.U
614
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$11K ﹤0.01%
1,100
– –
FNM.PRH
615
DELISTED
FANNIE MAE 5.81% PFD SER H
FNM.PRH
$11K ﹤0.01%
600
– –
AMD icon
616
PUT
Advanced Micro Devices
AMD
$774B
$10K ﹤0.01%
+235
New +$8.65K
CWEN.A
617
DELISTED
Clearway Energy Class A
CWEN.A
$10K ﹤0.01%
550
-24,750
-98% -$456K
UPLD icon
618
Upland Software
UPLD
$14.2M
$10K ﹤0.01%
30
– –
DM
619
DELISTED
Desktop Metal, Inc.
DM
$10K ﹤0.01%
110
-5,810
-98% -$576K
FSR
620
DELISTED
Fisker Inc.
FSR
$10K ﹤0.01%
1,000
-590
-37% -$5.95K
WORK
621
CALL
DELISTED
Slack Technologies, Inc.
WORK
$10K ﹤0.01%
+464
New +$10.3K
LKSD
622
DELISTED
LSC Communications, Inc.
LKSD
$10K ﹤0.01%
+50,000
New +$38K
DDD icon
623
CALL
3D Systems Corp
DDD
$633M
$9K ﹤0.01%
1,129
-50
-4% -$434
FOF icon
624
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$9K ﹤0.01%
+678
New +$8.9K
HDSN
625
Hudson Technologies
HDSN
$233M
$9K ﹤0.01%
+10,000
New +$6.72K
23 24
25
26 27

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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.