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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFB
576
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
$18K 0.01%
+1,250
New +$16.9K
AGR
577
DELISTED
Avangrid, Inc.
AGR
$18K 0.01%
364
-238
-40% -$11.8K
PAHC icon
578
Phibro Animal Health
PAHC
$1.38B
$17K 0.01%
700
-340
-33% -$7.89K
SAIC icon
579
Saic
SAIC
$5.3B
$17K 0.01%
+200
New +$16.7K
WSBC icon
580
WesBanco
WSBC
$4.05B
$17K 0.01%
455
+25
+6% +$934
DSE
581
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$17K 0.01%
+458
New +$17.5K
UGI icon
582
UGI
UGI
$7.54B
$16K 0.01%
364
+20
+6% +$916
RVNC
583
DELISTED
Revance Therapeutics, Inc.
RVNC
$16K 0.01%
+1,000
New +$15.5K
FEI
584
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$16K 0.01%
1,359
-11,045
-89% -$123K
PAYA
585
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$16K 0.01%
1,648
-2
-0.1% -$20
GDX icon
586
CALL
VanEck Gold Miners ETF
GDX
$27.5B
$15K ﹤0.01%
+525
New +$14.4K
GS.PRA icon
587
Goldman Sachs Group Inc Depositary Shares
GS.PRA
$574M
$15K ﹤0.01%
+700
New +$15.1K
TGE
588
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$15K ﹤0.01%
700
-101,394
-99% -$1.95M
CTOS icon
589
Custom Truck One Source
CTOS
$2.42B
$14K ﹤0.01%
+3,642
New +$15.9K
IWM icon
590
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$14K ﹤0.01%
90
-167
-65% -$26.4K
HTGM
591
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$14K ﹤0.01%
114
+11
+11% +$1.49K
EMBJ
592
CALL
Embraer S.A. ADS
EMBJ
$12.7B
$13K ﹤0.01%
+700
New +$12.3K
JOF
593
Japan Smaller Capitalization Fund
JOF
$352M
$13K ﹤0.01%
+1,500
New +$13.6K
TALO icon
594
CALL
Talos Energy
TALO
$2.6B
$13K ﹤0.01%
+463
New +$10.8K
XP icon
595
XP
XP
$8.01B
$13K ﹤0.01%
+345
New +$13K
PRTY
596
DELISTED
Party City Holdco Inc.
PRTY
$13K ﹤0.01%
5,911
-39,089
-87% -$147K
BIDU icon
597
CALL
Baidu
BIDU
$35.9B
$12K ﹤0.01%
100
– –
KNSL icon
598
Kinsale Capital Group
KNSL
$8.53B
$12K ﹤0.01%
+125
New +$12.4K
KOF icon
599
Coca-Cola Femsa
KOF
$23B
$12K ﹤0.01%
+211
New +$12.4K
NJR icon
600
New Jersey Resources
NJR
$5.55B
$12K ﹤0.01%
273
+15
+6% +$648
22 23
24
25 26

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BCH
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.