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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.89%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$143M
Cap. Flow
-$112M
Cap. Flow %
-39.32%
Top 10 Hldgs %
50.25%
Holding
1,291
New
379
Increased
118
Reduced
110
Closed
598

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$33.7M
2
RHT
Red Hat Inc
RHT
+$15M
3
TSRO
TESARO, Inc.
TSRO
+$11.3M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.3M
5
LIN icon
Linde
LIN
+$9.56M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$58.3M
2
AIMC
Altra Industrial Motion Corp
AIMC
+$32.1M
3
COL
Rockwell Collins
COL
+$25.9M
4
ESRX
Express Scripts Holding Company
ESRX
+$21.9M
5
FTV icon
Fortive
FTV
+$15.5M

Sector Composition

Rank Sector Weight
1 Healthcare 24.91%
2 Communication Services 16.31%
3 Financials 12.88%
4 Technology 10.56%
5 Industrials 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONY icon
576
CALL
Sony
SONY
$137B
$2K ﹤0.01%
+300
New +$3.17K
UVSP icon
577
Univest Financial
UVSP
$1.18B
$2K ﹤0.01%
135
– –
WHR icon
578
Whirlpool
WHR
$2.77B
$2K ﹤0.01%
25
– –
PRTK
579
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$2K ﹤0.01%
+500
New +$3.8K
BRMK
580
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$2K ﹤0.01%
285
-315
-53% -$3.12K
ATHX
581
DELISTED
Athersys, Inc. Common Stock
ATHX
$2K ﹤0.01%
60
– –
SPI
582
DELISTED
SPI Energy Co., Ltd. Ordinary Shares
SPI
$2K ﹤0.01%
+2,500
New +$5.49K
HMNY
583
DELISTED
Helios and Matheson Analytics Inc.
HMNY
$2K ﹤0.01%
153,004
– –
PKO
584
DELISTED
Pimco Income Opportunity Fund
PKO
$2K ﹤0.01%
90
– –
ACHC icon
585
Acadia Healthcare
ACHC
$2.91B
$1K ﹤0.01%
+40
New +$1.38K
AMD icon
586
CALL
Advanced Micro Devices
AMD
$792B
$1K ﹤0.01%
90
-810
-90% -$17.5K
BANC icon
587
Banc of California
BANC
$3.08B
$1K ﹤0.01%
135
+45
+50% +$731
BRW
588
Saba Capital Income & Opportunities Fund
BRW
$336M
$1K ﹤0.01%
200
-100
-33% -$952
CHTR icon
589
CALL
Charter Communications
CHTR
$18.2B
$1K ﹤0.01%
+5
New +$1.57K
CRIS icon
590
Curis
CRIS
$4.68M
$1K ﹤0.01%
5
– –
CTBI icon
591
Community Trust Bancorp
CTBI
$1.42B
$1K ﹤0.01%
45
– –
DMB
592
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$1K ﹤0.01%
90
– –
EAD
593
Allspring Income Opportunities Fund
EAD
$380M
$1K ﹤0.01%
270
– –
FISI icon
594
Financial Institutions
FISI
$819M
$1K ﹤0.01%
+45
New +$1.28K
FMN
595
Federated Hermes Premier Municipal Income Fund
FMN
$87.1M
$1K ﹤0.01%
90
– –
HWM icon
596
CALL
Howmet Aerospace
HWM
$114B
$1K ﹤0.01%
102
-54
-35% -$844
LULU icon
597
PUT
lululemon athletica
LULU
$14B
$1K ﹤0.01%
+10
New +$1.34K
MED icon
598
PUT
Medifast
MED
$129M
$1K ﹤0.01%
15
– –
MSFT icon
599
CALL
Microsoft
MSFT
$3.67T
$1K ﹤0.01%
+10
New +$1.07K
MSI icon
600
CALL
Motorola Solutions
MSI
$76.8B
$1K ﹤0.01%
+10
New +$1.24K
22 23
24
25 26

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BCH
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NCM
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RFA
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FNY Investment Advisers's Q4 2018 Portfolio in Review

As of Q4 2018, FNY Investment Advisers held 1,291 positions worth $286M, down 33% from $428M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers withdrew a net $112M in Q4 2018, closing 598 positions and reducing 110 holdings. Its most notable exit was Aetna Inc, an estimated $58.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 13% a quarter earlier, followed by Communication Services and Financials.

Against the trend, FNY Investment Advisers opened a new position in Red Hat Inc worth $16.6M.

  • FNY Investment Advisers's largest Q4 2018 buy was Red Hat Inc: 94,676 shares worth $16.6M.
  • FNY Investment Advisers added most to Shire pic in Q4 2018, an estimated $33.7M increase.
  • FNY Investment Advisers's biggest Q4 2018 reduction was Altra Industrial Motion Corp, cutting an estimated $32.1M.
  • FNY Investment Advisers fully exited Aetna Inc in Q4 2018, selling an estimated $58.3M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $286M portfolio in Q4 2018.
  • FNY Investment Advisers opened 379 new positions and closed 598 in Q4 2018.
  • FNY Investment Advisers's portfolio value fell 33% quarter-over-quarter to $286M.

Based on FNY Investment Advisers's 13F filing for Q4 2018, filed 22 Jan 2019.