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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWBK icon
551
Hawthorn Bancshares
HWBK
$276M
$0 ﹤0.01%
30
– –
HYFM icon
552
Hydrofarm Holdings
HYFM
$8M
– –
-750
Closed -$9K
HYI
553
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
– –
-800
Closed -$9K
HYMC icon
554
Hycroft Mining Holding Corp
HYMC
$2.56B
$0 ﹤0.01%
60
– –
IAK icon
555
iShares US Insurance ETF
IAK
$534M
– –
-100
Closed -$9K
ICE icon
556
Intercontinental Exchange
ICE
$85B
– –
-1,774
Closed -$195K
ICF icon
557
iShares Select U.S. REIT ETF
ICF
$2.09B
– –
-100
Closed -$5K
ICMB icon
558
Investcorp Credit Management BDC
ICMB
$12.3M
– –
-700
Closed -$2K
IDU icon
559
iShares US Utilities ETF
IDU
$1.37B
– –
-100
Closed -$7K
IDV icon
560
iShares International Select Dividend ETF
IDV
$8.51B
– –
-6,200
Closed -$157K
IEF icon
561
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
– –
-9,100
Closed -$833K
IEO icon
562
iShares US Oil & Gas Exploration & Production ETF
IEO
$587M
– –
-100
Closed -$9K
IFRA icon
563
iShares US Infrastructure ETF
IFRA
$4.62B
– –
-400
Closed -$14K
IFGL icon
564
iShares International Developed Real Estate ETF
IFGL
$82.2M
– –
-100
Closed -$1K
IGE icon
565
iShares North American Natural Resources ETF
IGE
$786M
– –
-500
Closed -$20K
IGI
566
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.5M
– –
-300
Closed -$4K
IHI icon
567
iShares US Medical Devices ETF
IHI
$3.48B
– –
-1,000
Closed -$48K
IIM icon
568
Invesco Value Municipal Income Trust
IIM
$598M
– –
-7,507
Closed -$78K
IJJ icon
569
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
– –
-600
Closed -$60K
IJR icon
570
iShares Core S&P Small-Cap ETF
IJR
$112B
– –
-2,000
Closed -$188K
ILCB icon
571
iShares Morningstar US Equity ETF
ILCB
$1.32B
– –
-50
Closed -$2K
ILCG icon
572
iShares Morningstar Growth ETF
ILCG
$3.28B
– –
-200
Closed -$11K
ILCV icon
573
iShares Morningstar Value ETF
ILCV
$1.35B
– –
-100
Closed -$6K
ILMN icon
574
Illumina
ILMN
$29.1B
– –
-1,542
Closed -$205K
IMCB icon
575
iShares Morningstar Mid-Cap ETF
IMCB
$1.72B
– –
-100
Closed -$5K
21 22
23
24 25

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FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.