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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCV
551
Virtus Convertible & Income Fund
NCV
$393M
$25K 0.01%
1,092
+920
+535% +$20.8K
GEF icon
552
Greif
GEF
$4.98B
$24K 0.01%
564
-435
-44% -$18K
OGI
553
Organigram Holdings
OGI
$173M
$23K 0.01%
+2,413
New +$28.5K
XLNX
554
CALL
DELISTED
Xilinx Inc
XLNX
$23K 0.01%
+240
New +$22.5K
MPVD
555
DELISTED
Mountain Province Diamonds Inc.
MPVD
$23K 0.01%
26,619
+3,069
+13% +$2.82K
ALG icon
556
Alamo Group
ALG
$2.07B
$22K 0.01%
+180
New +$21.1K
INDO icon
557
Indonesia Energy Corp
INDO
$45.5M
$22K 0.01%
+3,100
New +$24.8K
OCFT
558
DELISTED
OneConnect Financial Technology
OCFT
$22K 0.01%
+225
New +$22.3K
XHB icon
559
PUT
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$22K 0.01%
500
– –
MDCO
560
CALL
DELISTED
Medicines Co
MDCO
$22K 0.01%
+264
New +$17.6K
IQ icon
561
iQIYI
IQ
$1.3B
$21K 0.01%
+1,000
New +$18.4K
BFYT
562
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$21K 0.01%
1,125
-1,625
-59% -$36.7K
PACB icon
563
Pacific Biosciences
PACB
$354M
$20K 0.01%
3,935
+100
+3% +$508
SCCO icon
564
Southern Copper
SCCO
$164B
$20K 0.01%
514
– –
AMK
565
DELISTED
AssetMark Financial Holdings, Inc.
AMK
$20K 0.01%
+700
New +$18.3K
TVTY
566
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$20K 0.01%
+1,000
New +$18.7K
AVX
567
DELISTED
AVX Corporation
AVX
$20K 0.01%
+1,000
New +$17.2K
GOF icon
568
Guggenheim Strategic Opportunities Fund
GOF
$2.28B
$19K 0.01%
1,100
-2,000
-65% -$38.3K
ICAD
569
DELISTED
iCAD Inc
ICAD
$19K 0.01%
+2,500
New +$17.8K
LMT icon
570
Lockheed Martin
LMT
$138B
$19K 0.01%
+50
New +$19.2K
LTM
571
CALL
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$19K 0.01%
+1,875
New +$21K
EQ icon
572
Equillium
EQ
$141M
$18K 0.01%
+5,600
New +$21.1K
MDU icon
573
MDU Resources
MDU
$4.31B
$18K 0.01%
1,675
+92
+6% +$1K
VLY icon
574
Valley National Bancorp
VLY
$8.16B
$18K 0.01%
1,638
+90
+6% +$1.04K
ZG icon
575
Zillow
ZG
$7.71B
$18K 0.01%
+400
New +$14.8K
21 22
23
24 25

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KWM
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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.