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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSR
526
DELISTED
Fisker Inc.
FSR
$16K ﹤0.01%
1,590
– –
PAYA
527
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$16K ﹤0.01%
1,650
+50
+3% +$498
EFF
528
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$16K ﹤0.01%
+1,093
New +$16.6K
CTB
529
DELISTED
Cooper Tire & Rubber Co.
CTB
$16K ﹤0.01%
+650
New +$17.3K
VRT icon
530
Vertiv
VRT
$108B
$15K ﹤0.01%
1,482
-18
-1% -$184
EOG icon
531
EOG Resources
EOG
$75.2B
$14K ﹤0.01%
+200
New +$16.2K
FFIN icon
532
First Financial Bankshares
FFIN
$4.99B
$14K ﹤0.01%
430
+25
+6% +$787
PSMT icon
533
PUT
Pricesmart
PSMT
$5.33B
$14K ﹤0.01%
+200
New +$12.1K
TLT icon
534
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$14K ﹤0.01%
+102
New +$14.2K
TSN icon
535
CALL
Tyson Foods
TSN
$19.9B
$14K ﹤0.01%
+168
New +$14.3K
SLCA
536
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$14K ﹤0.01%
+1,500
New +$17.3K
CMCSA icon
537
Comcast
CMCSA
$91B
$13K ﹤0.01%
308
-229
-43% -$10.1K
CTSH icon
538
Cognizant
CTSH
$26.4B
$13K ﹤0.01%
+218
New +$13.8K
PEP icon
539
PepsiCo
PEP
$189B
$13K ﹤0.01%
95
-490
-84% -$65.1K
ISCA
540
DELISTED
International Speedway Corp
ISCA
$13K ﹤0.01%
300
+100
+50% +$4.51K
FNM.PRH
541
DELISTED
FANNIE MAE 5.81% PFD SER H
FNM.PRH
$13K ﹤0.01%
600
+200
+50% +$4.33K
NNN icon
542
NNN REIT
NNN
$8.71B
$12K ﹤0.01%
+214
New +$11.6K
PML
543
PIMCO Municipal Income Fund II
PML
$496M
$12K ﹤0.01%
774
+45
+6% +$700
SPCE icon
544
CALL
Virgin Galactic
SPCE
$498M
$12K ﹤0.01%
+58
New +$12.1K
PXD
545
DELISTED
Pioneer Natural Resource Co.
PXD
$12K ﹤0.01%
+100
New +$13.2K
HTGM
546
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$12K ﹤0.01%
103
+94
+1,044% +$18.9K
FNM.PRQ
547
DELISTED
Federal National Mortgage Association Non Cum Preferred Seri
FNM.PRQ
$12K ﹤0.01%
+1,000
New +$12K
JDD
548
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$12K ﹤0.01%
1,118
+65
+6% +$712
CHMG icon
549
Chemung Financial Corp
CHMG
$396M
$11K ﹤0.01%
+262
New +$11.5K
GDL
550
GDL Fund
GDL
$92M
$11K ﹤0.01%
1,293
-6,500
-83% -$60.4K
20 21
22
23 24

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ACP
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KWM
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CC
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SL
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.