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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XHB icon
476
PUT
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$22K 0.01%
500
+100
+25% +$4.2K
CLDR
477
DELISTED
Cloudera, Inc.
CLDR
$22K 0.01%
2,500
+2,325
+1,329% +$16.1K
JE
478
DELISTED
Just Energy Group Inc
JE
$22K 0.01%
+288
New +$25.1K
MPVD
479
DELISTED
Mountain Province Diamonds Inc.
MPVD
$22K 0.01%
23,550
+1,000
+4% +$905
BIO icon
480
Bio-Rad Laboratories Class A
BIO
$9.53B
$21K 0.01%
+65
New +$21.2K
CACC icon
481
Credit Acceptance
CACC
$5.94B
$21K 0.01%
+46
New +$21.7K
FICO icon
482
Fair Isaac
FICO
$22.4B
$21K 0.01%
+70
New +$23.7K
FPF
483
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$21K 0.01%
+900
New +$20.9K
FXI icon
484
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$21K 0.01%
+540
New +$21.9K
HUYA
485
Huya Inc
HUYA
$556M
$21K 0.01%
+912
New +$21.5K
RNG icon
486
RingCentral
RNG
$5.3B
$21K 0.01%
+172
New +$22.5K
WEX icon
487
WEX
WEX
$6.44B
$21K 0.01%
+107
New +$22.2K
WST icon
488
West Pharmaceutical
WST
$24.7B
$21K 0.01%
+150
New +$20.7K
ZS icon
489
Zscaler
ZS
$28.9B
$21K 0.01%
445
-905
-67% -$65.2K
BKI
490
DELISTED
Black Knight, Inc. Common Stock
BKI
$21K 0.01%
+353
New +$21.9K
BBBY
491
DELISTED
Bed Bath & Beyond Inc
BBBY
$21K 0.01%
+2,000
New +$19.3K
ZEN
492
DELISTED
ZENDESK INC
ZEN
$21K 0.01%
+295
New +$24.3K
CEMI
493
DELISTED
Chembio diagnostics, Inc.
CEMI
$21K 0.01%
+3,583
New +$21.4K
AZPN
494
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$21K 0.01%
+176
New +$21K
APO icon
495
Apollo Global Management
APO
$82.8B
$20K 0.01%
+540
New +$19.7K
BILI icon
496
Bilibili
BILI
$7.53B
$20K 0.01%
+1,445
New +$21.7K
BX icon
497
Blackstone
BX
$110B
$20K 0.01%
+420
New +$20.5K
COHR icon
498
PUT
Coherent
COHR
$64.3B
$20K 0.01%
+574
New +$21.9K
DXC icon
499
DXC Technology
DXC
$1.73B
$20K 0.01%
+700
New +$29.8K
GAB.PRH icon
500
Gabelli Equity Trust 5.00% Series H Preferred Stock
GAB.PRH
$80.3M
$20K 0.01%
+800
New +$20.1K
18 19
20
21 22

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ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.