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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRK icon
426
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$920M
$62K 0.02%
+4,610
New +$61.8K
MFGP
427
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$62K 0.02%
+4,447
New +$61.6K
AFSS
428
DELISTED
AmTrust Financial Services, Inc.
AFSS
$62K 0.02%
+2,970
New +$62K
PHAS
429
DELISTED
PhaseBio Pharmaceuticals, Inc. Common Stock
PHAS
$61K 0.02%
+10,000
New +$41.2K
DHY
430
Credit Suisse High Yield Credit Fund
DHY
$243M
$60K 0.02%
+24,343
New +$61.3K
FTF
431
Franklin Limited Duration Income Trust
FTF
$236M
$60K 0.02%
+6,340
New +$59.3K
IGD
432
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$526M
$60K 0.02%
+9,800
New +$59.8K
PCSB
433
DELISTED
PCSB Financial Corporation
PCSB
$60K 0.02%
+3,000
New +$60.7K
CRWD icon
434
CALL
CrowdStrike
CRWD
$229B
$59K 0.02%
+4,740
New +$62.2K
GDXJ icon
435
VanEck Junior Gold Miners ETF
GDXJ
$8.45B
$59K 0.02%
+1,400
New +$53.4K
RS icon
436
Reliance Steel & Aluminium
RS
$21.7B
$59K 0.02%
+500
New +$56.6K
TPR icon
437
Tapestry
TPR
$32.5B
$59K 0.02%
+2,205
New +$57.5K
HYT icon
438
BlackRock Corporate High Yield Fund
HYT
$1.37B
$58K 0.02%
5,196
-1,933
-27% -$21.3K
EFT
439
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$57K 0.02%
+4,200
New +$56.1K
PDX
440
PIMCO Dynamic Income Strategy Fund
PDX
$961M
$57K 0.02%
+3,506
New +$57.5K
QURE icon
441
uniQure
QURE
$3.13B
$57K 0.02%
800
-6,346
-89% -$348K
QQQ icon
442
PUT
Invesco QQQ Trust
QQQ
$478B
$56K 0.02%
268
-348
-56% -$69.7K
WDAY icon
443
Workday
WDAY
$44.9B
$55K 0.02%
+335
New +$55.6K
CTRA
444
DELISTED
Coterra Energy
CTRA
$54K 0.02%
+3,150
New +$54.7K
GDL
445
GDL Fund
GDL
$92.1M
$54K 0.02%
5,816
+4,523
+350% +$41.6K
PLAY icon
446
Dave & Buster's
PLAY
$347M
$53K 0.02%
+1,336
New +$53.5K
LDP icon
447
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$52K 0.02%
2,000
+40
+2% +$1.04K
VYX icon
448
NCR Voyix
VYX
$1.12B
$52K 0.02%
2,445
-5,136
-68% -$100K
ORBC
449
DELISTED
ORBCOMM, Inc.
ORBC
$52K 0.02%
12,500
– –
BBDC icon
450
Barings BDC
BBDC
$974M
$51K 0.02%
5,000
-5,455
-52% -$56K
16 17
18
19 20

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BCH
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.