We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBGI
401
Digital Brands Group
DBGI
$9.56M
– –
0
– –
ARR
402
Armour Residential REIT
ARR
$2.36B
$1K ﹤0.01%
+100
New +$1.76K
BELFA icon
403
Bel Fuse Inc Class A
BELFA
$3.43B
$1K ﹤0.01%
31
+30
+3,000% +$1.58K
BYRN icon
404
CALL
Byrna Technologies
BYRN
$96.9M
$1K ﹤0.01%
+200
New +$977
CGMU icon
405
Capital Group Municipal Income ETF
CGMU
$6.58B
$1K ﹤0.01%
+50
New +$1.31K
CVNA icon
406
PUT
Carvana
CVNA
$79.7B
$1K ﹤0.01%
+145
New +$1.09K
EOSE icon
407
CALL
Eos Energy Enterprises
EOSE
$1.54B
$1K ﹤0.01%
1,340
+487
+57% +$710
FROG icon
408
CALL
JFrog
FROG
$10.4B
$1K ﹤0.01%
+50
New +$1.35K
GEM icon
409
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.74B
$1K ﹤0.01%
+50
New +$1.46K
GTX icon
410
Garrett Motion
GTX
$5.47B
$1K ﹤0.01%
176
– –
HUMA icon
411
Humacyte
HUMA
$179M
$1K ﹤0.01%
400
– –
PPLI
412
People Inc
PPLI
$3.02B
$1K ﹤0.01%
30
-171
-85% -$6.7K
INMB icon
413
INmune Bio
INMB
$56.6M
$1K ﹤0.01%
+100
New +$838
KD icon
414
Kyndryl
KD
$2.85B
$1K ﹤0.01%
70
-90
-56% -$1.54K
KGC icon
415
Kinross Gold
KGC
$32.6B
$1K ﹤0.01%
200
– –
LYFT icon
416
Lyft
LYFT
$6.28B
$1K ﹤0.01%
100
– –
MIR icon
417
Mirion Technologies
MIR
$3.79B
$1K ﹤0.01%
150
-20
-12% -$169
MRNA icon
418
Moderna
MRNA
$25.4B
$1K ﹤0.01%
+15
New +$1.26K
DFNS
419
T3 Defense Inc
DFNS
$37.2M
– –
0
– –
ORCL icon
420
CALL
Oracle
ORCL
$442B
$1K ﹤0.01%
+17
New +$1.85K
OXY icon
421
Occidental Petroleum
OXY
$58.5B
$1K ﹤0.01%
20
-1,880
-99% -$115K
PBR.A icon
422
Petrobras Class A
PBR.A
$103B
$1K ﹤0.01%
70
-100
-59% -$1.43K
PCQ
423
Pimco California Municipal Income Fund
PCQ
$168M
$1K ﹤0.01%
200
– –
PIM
424
Franklin Master Intermediate Income Trust
PIM
$154M
$1K ﹤0.01%
500
– –
PNI
425
PIMCO New York Municipal Income Fund II
PNI
$77.9M
$1K ﹤0.01%
200
– –
15 16
17
18 19

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.