We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCXX.U
401
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$1K ﹤0.01%
+100
New +$1.02K
TECD
402
PUT
DELISTED
Tech Data Corp
TECD
$1K ﹤0.01%
10
-22
-69% -$3.05K
RARX
403
PUT
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
$1K ﹤0.01%
+35
New +$1.63K
SIGM
404
DELISTED
Sigma Designs Inc
SIGM
$1K ﹤0.01%
5,300
– –
LVOXU
405
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$1K ﹤0.01%
100
-100
-50% -$1.03K
AA icon
406
Alcoa
AA
$13.5B
$0 ﹤0.01%
100
-23,400
-100% -$321K
AAL icon
407
American Airlines Group
AAL
$9.88B
– –
-27,000
Closed -$774K
ABR icon
408
Arbor Realty Trust
ABR
$974M
– –
-20,714
Closed -$297K
ACB
409
Aurora Cannabis
ACB
$237M
$0 ﹤0.01%
+4
New +$714
ACHC icon
410
Acadia Healthcare
ACHC
$2.95B
– –
-40
Closed -$1K
ACP
411
abrdn Income Credit Strategies Fund
ACP
$646M
– –
-20,222
Closed -$231K
AEF
412
abrdn Emerging Markets Equity Income Fund
AEF
$380M
– –
-4,000
Closed -$30K
AEM icon
413
CALL
Agnico Eagle Mines
AEM
$93.8B
– –
-31
Closed -$1K
AEM icon
414
Agnico Eagle Mines
AEM
$93.8B
– –
-2,500
Closed -$154K
AFL icon
415
Aflac
AFL
$60.5B
– –
-1
Closed –
AGD
416
abrdn Global Dynamic Dividend Fund
AGD
$324M
– –
-4,179
Closed -$43K
AKBA icon
417
Akebia Therapeutics
AKBA
$248M
– –
-15,000
Closed -$94K
ALDX icon
418
Aldeyra Therapeutics
ALDX
$91.7M
$0 ﹤0.01%
100
– –
ALG icon
419
Alamo Group
ALG
$2.01B
– –
-180
Closed -$22K
ALK icon
420
Alaska Air
ALK
$5.29B
– –
-1,500
Closed -$101K
ALRM icon
421
Alarm.com
ALRM
$2.72B
– –
-20,858
Closed -$896K
AMC icon
422
AMC Entertainment Holdings
AMC
$2.26B
– –
-2,250
Closed -$162K
AMCR icon
423
Amcor
AMCR
$21.5B
– –
-702
Closed -$38K
AMD icon
424
PUT
Advanced Micro Devices
AMD
$788B
– –
-235
Closed -$10K
AMLP icon
425
Alerian MLP ETF
AMLP
$13.2B
– –
-9,096
Closed -$386K
15 16
17
18 19

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.