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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSTZ icon
301
BlackRock Science and Technology Term Trust
BSTZ
$2.05B
$138K 0.04%
+6,770
New +$136K
TDC icon
302
Teradata
TDC
$2.55B
$138K 0.04%
+5,190
New +$144K
BGX
303
Blackstone Long-Short Credit Income Fund
BGX
$138M
$137K 0.04%
+8,800
New +$136K
RPAYW
304
DELISTED
Repay Holdings Corporation Warrant expiring 07/11/2024
RPAYW
$137K 0.04%
123,200
-49,554
-29% -$55.1K
PRMW
305
DELISTED
Primo Water Corporation
PRMW
$137K 0.04%
12,243
+2,243
+22% +$24.9K
QEP
306
DELISTED
QEP RESOURCES, INC.
QEP
$135K 0.04%
+30,000
New +$105K
EVG
307
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$133K 0.04%
+9,914
New +$132K
FIVN icon
308
FIVE9
FIVN
$2.53B
$131K 0.04%
2,000
– –
NOW icon
309
ServiceNow
NOW
$132B
$131K 0.04%
+2,325
New +$122K
TTEC icon
310
TTEC Holdings
TTEC
$84.2M
$130K 0.04%
+3,300
New +$145K
BTO
311
John Hancock Financial Opportunities Fund
BTO
$805M
$127K 0.04%
+3,515
New +$120K
DFP
312
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$127K 0.04%
4,756
+1,981
+71% +$52.1K
BKT icon
313
BlackRock Income Trust
BKT
$342M
$126K 0.04%
6,967
-2,666
-28% -$48.5K
FSLY icon
314
Fastly Inc
FSLY
$4.52B
$124K 0.04%
6,193
+2,193
+55% +$46.2K
EMF
315
Templeton Emerging Markets Fund
EMF
$327M
$123K 0.04%
+7,931
New +$121K
CI icon
316
Cigna
CI
$72.2B
$122K 0.04%
+600
New +$110K
EGIO
317
DELISTED
Edgio, Inc. Common Stock
EGIO
$122K 0.04%
750
-250
-25% -$39.6K
PRAH
318
DELISTED
PRA Health Sciences, Inc.
PRAH
$122K 0.04%
+1,100
New +$113K
JLS icon
319
Nuveen Mortgage and Income Fund
JLS
$94.7M
$120K 0.04%
+5,482
New +$123K
KMF
320
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$120K 0.04%
+11,498
New +$117K
RMT
321
Royce Micro-Cap Trust
RMT
$766M
$117K 0.04%
+13,768
New +$112K
DBX icon
322
Dropbox
DBX
$7.54B
$116K 0.04%
+6,500
New +$122K
GARS
323
DELISTED
Garrison Capital Inc.
GARS
$116K 0.04%
20,000
+3,000
+18% +$18.7K
SNDL icon
324
Sundial Growers
SNDL
$316M
$114K 0.04%
3,800
-300
-7% -$9.79K
BAH icon
325
Booz Allen Hamilton
BAH
$9.63B
$113K 0.04%
1,600
+1,289
+414% +$91.8K
11 12
13
14 15

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BCH
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NCM
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EFM
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.